SEC, Disney Settle Disclosure Investigation
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Securities regulators on Monday filed and settled charges against The Walt Disney Co. for allegedly failing to disclose details on transactions between the company and its board of directors between 1999 and 2001.
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Time Warner is nearing settlement with the Securities and Exchange Commission and the Justice Department on the accounting scandal in AOL.
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LOS ANGELES (CBS.MW) -- Walt Disney Co. has settled regulators&#39; charges that the company failed to disclose a variety of business relationships between the company and some members of its board, the Securities and Exchange Commission said Monday.
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By Therese Poletti, San Jose Mercury News, Calif.  SJ-0524-Hewlett-Packard-probe-by-SEC-is-settled   Hewlett-Packard probe by SEC is settled   Therese Poletti  San  Jose Mercury News, Calif.
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NEW YORK, December 20  - The US Securities &amp; Exchange Commission (SEC) announced today that Walt Disney &amp; Co (DIS.
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Entertainment giant Walt Disney settled a case on Monday with securities regulators who alleged the firm failed to disclose its hiring of relatives of board members.
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The Securities and Exchange Commission has ended its investigation into stock option award practices at the Apollo Group, an education company, the company said.
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The Walt Disney Company today opted to settle American regulatorsâ charges that the company failed to disclose a variety of business relationships between the company and some members of its board.
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Goldman Sachs and Morgan Stanley settled allegations that they sought commitments from customers to buy shares after an initial public offering.
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The Securities and Exchange Commission and Time Warner Inc. are nearing agreement on a deal in which the media giant would pay about $750 million to settle wide-ranging allegations
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The Securities and Exchange Commission settled fraud charges Thursday against Van Wagoner Capital Management Inc., whose high-profile executives allegedly lied about the values of their mutual funds and broke laws meant to protect investors.
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west Communications, the Midwest regional telecommunications giant, has agreed to pay $250 million to settle a Securities and Exchange Commission investigation into its accounting practices, the company&#39;s union said yesterday.
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By Bloomberg News. Edward D. Jones &amp; Company said yesterday that it had agreed to pay $75 million to settle regulators&#39; accusations that it did not disclose hidden marketing deals with mutual funds.
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DENVER - Qwest communications agreed to settle a federal fraud investigation Friday, according to a union official. A company spokesman declined to comment.
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Brokerage Edward D. Jones &amp; Co. LP agreed to pay $75 million to settle allegations of improper disclosure of revenue-sharing payments it received from a group of mutual fund families it recommended to customers, US regulators said yesterday.
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Viacom Inc. will pay $1 million and The Walt Disney Co. $500,000 to settle charges they violated rules for airing commercials during children&#39;s programs, federal regulators said Thursday.
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Gamco Investors Inc. said it had offered to settle a S.E.C. investigation into mutual fund share trading.