SEC Charges Raymond James with Fraud
334297
The US Securities and Exchange Commission on Thursday charged brokerage firm Raymond James Financial Inc. (RJF.N: Quote, Profile, Research) with fraud over the misconduct of a former broker in 1999 and 2000.
641557
Gene A. OâNeal was charged with stealing millions from investors in a Ponzi scheme and using the money to pay for jewelry, luxury automobiles, and credit card and tax bills.
194838
The Securities and Exchange Commission said on Thursday it charged a total of 38 traders in a multi-million dollar scheme that involved phony finder fees and illegal kickbacks in the "stock loan" industry.
567372
Sharpe James, mayor of this struggling city for 20 years, was indicted Thursday on corruption charges alleging that he spent city money extravagantly on himself and several women, and that he helped one of his companions rake in more than $500,000 on the fraudulent sale of city land.
231037
Adult magazine publisher Penthouse International Inc. defrauded investors in a 2003 quarterly financial report, U.S. regulators charged on Monday in a legal action.
8380
US securities officials charged the disgraced former press baron, Conrad Black, and his former deputy, David Radler, with securities fraud in connection with alleged wrongdoing at Hollinger International.
713472
The former chief executive and others were accused of committing accounting fraud to meet earnings forecasts and investor expectations.
17152
The SEC has charged two Texas men who allegedly hijacked computers to send spam and cheat investors out of more than $4.6 million.
293056
U.S. prosecutors charged a former Pakistani banker with securities fraud on Tuesday, saying he made nearly $8 million in illegal profits after getting insider information on pending merger deals from a former Credit Suisse investment banker.
471225
The former chairman of US software firm Computer Associates is charged with securities fraud in connection with a $2.2bn accounting scandal.
548917
Federal prosecutors charged an ex-partner of McGuireWoods with fraud, claiming that he illegally obtained and sold shares of various companies.
737126
Former Canadian and UK media tycoon Conrad Black is charged with fraud by US regulators.
414979
The former chief executive of software firm Computer Associates is charged with securities fraud over a $2.2bn accounting scandal.
250309
The U.S. Securities and Exchange Commission has filed civil fraud charges against the former general counsel of Monster Worldwide Inc.  in a stock options backdating case, an agency official said on Thursday.
485540
The chief executive of business  software services company Smart Online Inc , his  brother and four brokers were arrested on Tuesday and charged  with participating in a scheme to pump up the company&#39;s stock,  prosecutors said.
601554
The US Securities and Exchange Commission said on Tuesday it brought fraud and insider trading charges against former top executives of bankrupt credit card issuer NextCard Inc.
677636
The U.S. Securities and Exchange Commission said on Tuesday it charged the former chief financial officer and former controller of Engineered Support Systems Inc. with stock options backdating fraud.