Morgan Stanley pays $12.5 million over pre-9/11 e-mail
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Morgan Stanley  agreed to pay  $12.5 million to resolve charges that it failed to provide  arbitration plaintiffs with e-mails it said were destroyed in  the September 11, 2001 attacks, when in fact it had saved the  e-mails on backup files.
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First Command Financial Planning Inc., a company that sold high-fee mutual funds to military officers, has agreed to pay &#36;12 million to settle regulators' charges that it used misleading sales material to promote the funds, it was announced Wednesday.
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First Command Financial Services, one of the best-known companies marketing financial products to military families, agreed yesterday to pay $12 million to settle accusations that it
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First Command Financial Planning Inc., a company that sold high-fee mutual funds to military officers, has agreed to pay $12 million to settle regulators&#39; charges that it used misleading sales material to promote the funds, it was announced Wednesday.
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WASHINGTON - Securities regulators on Tuesday accused big investment firm Morgan Stanley Inc. of repeatedly withholding documents sought in connection with customer complaints and falsely claiming that millions of e-mails it had were lost in the Sept.
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More than 3.5 million U.S. adults lost money to phishing scams and online identity theft in the 12-month period that ended in August, a 57% increase over the previous year.
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Morgan Stanley  has raised the biggest property fund ever, an $8 billion warchest, to invest in established global markets including Japan and Europe as well as emerging countries such as China, India and Russia.
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As part of the deal, Deutsche Bank will pay $7.5 million for allegedly failing to turn over e-mails promptly during the regulators&#39; investigation.
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Investment bank Morgan Stanley says it has suffered a $3.7bn loss from its US sub-prime mortgage exposure.
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The Boston investment firm Adams, Harkness Inc. will pay $575,000 to settle charges that it failed to disclose it was paid by investment banks to write research reports on the banks' underwriting clients, regulators said yesterday. Adams, Harkness also failed to preserve copies of internal e-mails as required by law, they said.
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ack in December 2002, when J .P. Morgan Chase announced the seven-year, $5 billion deal to outsource much of its data processing to IBM, both companies bragged that the contract, the
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China agreed to pump $5 billion into Morgan Stanley  as the U.S. investment bank reported a stunning fourth-quarter loss fueled by a bigger-than-expected $9.4 billion of write-downs in mortgages and other assets.
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Dow said it will receive about $9.5 billion from a unit of Kuwait Petroleum for contributing five of its global businesses worth about $19 billion to the petrochemicals joint venture.
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Securities regulators on Tuesday accused big investment firm Morgan Stanley Inc. of repeatedly withholding documents sought in connection with customer complaints and falsely claiming that millions of e-mails it had were lost in the Sept. 11, 2001 terror attack on the World Trade Center.
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By Christine Harper  Morgan Stanley gave its chief executive, John Mack, the biggest bonus ever for the head of a Wall Street firm, awarding him $40 million as the company headed for the best profit in its 71-year history. Mack, 62, was granted stock valued at $36.2 million as of Dec.
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The New York Stock Exchange on Wednesday imposed a &#36;19 million fine on investment bank Morgan Stanley , the largest ever meted out by the exchange, for various regulatory and supervisory lapses.
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First it was Fidelity, the second-biggest mutual fund family in the United States. It announced 12 days ago that it was slashing the expense fees on five of its index funds.