Citigroup, 3 Others Face SEC Bonds Probe
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Four big banks face a U.S. Securities and Exchange Commission probe of their auction-rate bond operations, a securities filing shows.
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Citigroup Inc. (CN: Quote, Profile, Research) faces a lawsuit from angry investors who allege they were defrauded in a &quot;massive scheme of deception&quot; when they
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The Securities and Exchange Commission is investigating Bear Stearns Cos&#39; (BSC.N: Quote, Profile, Research) municipal bond offering practices, according to a filing from the US investment bank.
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U.S. securities regulators have opened about three dozen investigations, including into such firms as UBS AG , related to the subprime market collapse, a person familiar with the matter said on Friday.
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Citigroup Inc  and other banks could find themselves burdened with affiliated investment vehicles that issue 10s of billions of dollars in short-term debt, the Wall Street Journal said in its online edition on Wednesday.
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Citigroup (C) faces a lawsuit from angry investors who say they were defrauded in a &quot;massive scheme of deception&quot; when they bought securities tied to the credit-worthiness of bankrupt energy trader Enron (ENRNQ).
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The German and French financial watchdogs said on Thursday they were looking into recent trading by U.S. financial services group Citigroup (C.N: Quote , Profile , Research ) in European government bond and ...
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BaFin, the German financial market regulator, is investigating US banking giant Citigroup for possible market manipulation in the eurozone government bond futures market, the Financial Times reported.
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The German and French financial  watchdogs said on Thursday they were looking into recent  trading by U.S. financial services group Citigroup C.N in  European government bond and derivative markets.
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Citigroup told employees on Tuesday that it regretted executing a $13.5 billion bond trade that has raised the ire of rival traders in Europe and led to an investigation by regulators in Britain.
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An 11bn euro bond trade by traders at  Citigroup last year becomes the subject of a German criminal investigation.
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The staff of the U.S. Securities and  Exchange Commission is considering recommending a civil  injunction and/or administrative proceedings against Citigroup  Asset Management, Citicorp Trust Bank, former asset management  unit Chief Executive Thomas Jones and three other people,  Citigroup C.N said on Friday.
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The UK's Financial Services Authority launches a formal investigation into Citigroup's "unusual trading activity".
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The Securities and Exchange Commission is investigating how banks, credit rating firms and lenders valued and disclosed complex mortgage-backed securities that ultimately led to the subprime crisis, a top agency enforcer said on Saturday.
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BaFin, the German financial market regulator, has asked prosecutors to probe US banking giant Citigroup over possible market manipulation in the eurozone government bond futures market, BaFin chief said in a newspaper interview.
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Citigroup Inc , Merrill Lynch & Co  and JPMorgan Chase & Co  may face larger fourth-quarter write-offs of fixed-income securities than previously expected, and Citigroup may have to slash its dividend 40 percent to preserve capital, according to a Goldman Sachs & Co analyst.
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Bear Stearns Cos  is being investigated by Massachusetts securities regulators over whether the bank improperly traded with two in-house hedge funds that collapsed last summer, the Wall Street Journal reported on Friday.