S.E.C. Is Looking at Stock Trading
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An investigation has begun into whether Wall Street bank employees are leaking information about big trades to favored clients.
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STAMFORD, Conn. (CP) - The US Securities and Exchange Commission is investigating the operations of a Thomson Financial division that collects information on stock ownership, the company revealed Monday.
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A Securities and Exchange Commission official yesterday signaled that the agency may grant foreign companies whose stock trades on U.S. exchanges a brief delay to comply with a controversial accounting reform.
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European stock market regulators are concerned that a possible takeover of the London Stock Exchange by its Frankfurt rival Deutsche Boerse would make regulation in the sector more difficult, the Committee of ...
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Mr Ratan Tata, Chairman, Tata Consultancy Services Ltd, and Mr S. Ramadorai, Managing Director, look at the TCS shares being listed on the National Stock Exchange in Mumbai on Wednesday.
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These sector funds trade like stocks, but provide exposure to diverse companies.
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Find bargains in the market with exchange-traded funds.
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Investors in our CAPS service have their eye on these opportunities.
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The Securities and Exchange Commission has looked into whether lobbyists provided hedge funds with potentially market-moving information about a pending congressional speech.
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A stock for dividend investors' watch list.
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The U.S. Securities and Exchange Commission is investigating about a dozen brokerage firms that may have failed to obtain the best price for stocks traded for customers, a source familiar with the matter said on Monday.
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Deals are sprouting everywhere. One for the electronic trader might be on tap.
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Dow Jones & Company board members met with Ronald W. Burkle and Brad Greenspan, who are interested in buying a piece of the company.
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Auditors must pay attention to what Wall Street thinks is important about a company&#39;s performance and consider those figures no matter how small they are, the Securities and Exchange Commission
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Securities regulators are reviewing  whether investment banks' trades in shares of companies linked  to M&A deals they were advising were based on coincidence or  inside information, according to The Wall Street Journal on  Monday.
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It will be a short trading week, but that is probably the best reason to take a long, hard look at some of the companies that will be in the news.
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NYSE Euronext  and Australia&#39;s  ASX Ltd  may be interested in buying some or part of  Nasdaq Stock Market Inc&#39;s  stake in London Stock  Exchange Plc , a person familiar with the matter said on  Monday.