Morningstar under SEC probe for incorrect data
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The SEC is looking into whether the financial-information provider failed to correct inaccurate data it published regarding a single mutual fund in a timely manner.
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The Securities and Exchange Commission has looked into whether lobbyists provided hedge funds with potentially market-moving information about a pending congressional speech.
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Morningstar Inc., a Chicago-based company known for its mutual-fund rating system, started grading funds on whether their interests are aligned with those of shareholders.
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Securities regulators are reviewing  whether investment banks' trades in shares of companies linked  to M&A deals they were advising were based on coincidence or  inside information, according to The Wall Street Journal on  Monday.
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New York prosecutors are investigating whether Wall Street banks withheld information about the risks stemming from subprime loan-linked investments, The New York Times reported on Saturday.
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Morningstar Inc., the firm that millions of investors rely on to rate the performance of mutual funds, is under investigation by the Securities and Exchange Commission for failing to properly correct inaccurate data it published about a mutual fund.
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US securities regulators may file suit against Morningstar Inc., a provider of mutual fund and stock research, over incorrect data it published about a mutual fund, the company said on Friday.
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Federal regulators said in court papers filed yesterday that Fidelity Investments' money management arm "may have, directly or indirectly" defrauded some clients or prospective clients during a two-year period from 2002, actions which may have prevented Fidelity customers from getting the best possible deals on stock trades.
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U.S. government prosecutors are  investigating whether Swiss banking giant UBS misled investors  by reporting inflated prices of mortgage-backed securities it  held despite knowing those valuations had eroded, the Wall  Street Journal said on Saturday.
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NEW YORK, Nov. 8 -- The Securities and Exchange Commission is investigating whether more than a dozen big brokerage firms failed to execute certain trades at the best possible prices for individual investors, sources familiar with the probe said.
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SEC may take civil action against the bank&#39;s brokerage unit on improper mutual fund trading charges. NEW YORK  - Wachovia Corp.
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The U.S. Securities and Exchange  Commission is looking into possible accounting abuses involving  companies' assumptions about employee pension funds, the SEC's  top enforcement official said on Thursday.
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Morningstar Inc., the mutual fund and stock research provider, on Friday said it may face U.S. Securities and Exchange Commission civil charges over incorrect data it published about a mutual fund.
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US lawmakers asked the Securities and Exchange Commission on Thursday to investigate recent disclosures of improper mutual fund sales practices on military bases.
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Blog: Failure to file quarterly earnings reports while the company investigates possibly refiling over accounting errors has resulted in a repeat notice of possible NASDAQ delisting.
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STAMFORD, Conn. (CP) - The US Securities and Exchange Commission is investigating the operations of a Thomson Financial division that collects information on stock ownership, the company revealed Monday.
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Accounting problems at Fannie Mae, the giant mortgage company, have prompted an investigation by the Securities and Exchange Commission.