New NYSE rule lets floor brokers access other markets
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A rule change at the New York Stock  Exchange will allow brokers on its trading floor to handle  non-NYSE listed stocks, in a move meant to stem trading share  losses to newer competitors.
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Investors are allowed to put the money in their I.R.A.âs into almost anything, be it condominiums or airplanes. A growing number of people are doing just that.
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The New York Stock Exchange said on Thursday that its electronic system for handling orders on its trading floor was experiencing problems, forcing some brokers to handle trades on paper.
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Investors seeking to sell a share that they do not own will no longer be barred from doing so because the price of the stock is falling.
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Bank of America, the Credit Suisse Group and UBS announced yesterday that they would join five other banks as members of a private system that lets institutional investors trade unregistered securities.
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Studies have shown that broker upgrades lead to short-term  outperformance. Stocks recently upgraded by brokerage analysts include Wal-Mart  (NYSE: WMT), Dell Inc. (NASDAQ: DELL), Royal Caribbean  (NYSE: RCL) and United Health Services (NYSE: UHS).
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Making money in a different world than Wall Street.
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Financial companies, for instance, can now provide employees with four-monitor workstations on the trading floor, connecting them to PC blades at remote locations.
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The ruling could force Wall Street firms to step up oversight of some of their most lucrative clients.
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Doing a jitterbug on the markets' floor.
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WASHINGTON -- Federal securities regulators are moving to ease some financial-control rules for thousands of smaller public companies at the same time they look to stiffen requirements for individuals to invest in fast-growing hedge funds.
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The Securities and Exchange Commission unanimously proposed rules yesterday that would require a majority of board members at the nation&#39;s stock exchanges to be independent
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The SEC approves ticker rules to increase competition and reduce confusion.
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Companies selling stock to the  American public would be allowed to talk much more freely about  it, and even advertise, under a proposal given preliminary  approval on Tuesday by federal regulators.
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Six leading brokerage firms said on   Wednesday they introduced an alternative trading system aimed   at providing increased liquidity for block trades.
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The New York Stock Exchange and Tokyo Stock Exchange unveiled an alliance yesterday that extends the NYSE's global reach and could lead to an eventual combination of the world's two largest financial markets.
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New York Stock Exchange members seeking to rent their trading rights outnumber brokers who want them, as profits decline at the world&#39;s biggest stock exchange.