SEC Charges Former NextCard Execs
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The U.S. Securities and Exchange  Commission said on Tuesday it brought civil fraud and insider  trading charges against former top executives of bankrupt  credit card issuer NextCard Inc. NXCD.OB
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WASHINGTONâThe US Securities and Exchange Commission yesterday charged brokerage firm Raymond James Financial Inc. with fraud over the misconduct of a former broker in 1999 and 2000.
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The U.S. Securities and Exchange Commission said on Tuesday it charged the former chief financial officer and former controller of Engineered Support Systems Inc. with stock options backdating fraud.
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Three former bankers with the UK&#39;s NatWest bank were told on Friday that they should be extradited to the US to face fraud charges connected to the collapsed energy company Enron.
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ALEXANDRIA, Va.  - Six former executives of Time  Warner Inc.'s America Online unit and its former business  partner PurchasePro.com were charged with conspiracy to inflate  revenues, prosecutors said on Monday.
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The former chief executive of software maker Computer Associates International was charged yesterday with securities fraud in a multibillion-dollar accounting
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Employees of some of Wall Street's top  banks were among more than a dozen people charged on Thursday  in what authorities called one of the most pervasive insider  trading rings since the 1980s, accused of using leaked  information and even blackmail to make millions of dollars.
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Conrad Black, the former chairman and chief executive officer of Hollinger International Inc., and David Radler, the company&#39;s ex-president, were accused of fraud in a lawsuit by the Securities and Exchange Commission.
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Watchdog still bugged by year 2000 deal The SEC is suing five former execs at Veritas over alleged securities fraud back in 2000.â¦
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Faces fraud charges related to alleged backdating of stock options at the security specialist while it was known as Network Associates.
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The Securities and Exchange  Commission on Thursday filed fraud charges against hedge fund  manager Robert Berlacher and the Lancaster group of hedge  funds, alleging they engaged in an illegal trading scheme  involving at least 10 unregistered securities offerings.
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WASHINGTON -- The Securities and Exchange Commission is considering recommending charges against two former Citigroup Inc. employees and a current employee, the financial-services giant said Friday.
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The US Securities and Exchange Commission on Thursday charged brokerage firm Raymond James Financial Inc. (RJF.N: Quote, Profile, Research) with fraud over the misconduct of a former broker in 1999 and 2000.
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Several former Nortel Networks executives are accused of accusing twisting accounting practices to make it seem that the company was meeting Wall Street expectations.
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TORONTO -- The U.S. Securities and Exchange Commission on Monday filed civil fraud charges against a former CEO and three other former top executives of Canadian telecom equipment maker Nortel Networks Corp.
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Federal prosecutors today unsealed criminal charges against more than a dozen people -- including former executives at three of Wall Street's elite investment banks and traders at prominent hedge funds -- for engaging in thousands of improper trades in a pair of wide-ranging schemes.
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THREE senior officials running one of Americaâs junior stockmarkets could face civil charges relating to its options market, following a probe by US watchdog the Securities and Exchange Commission.