CalPERS faces suit seeking disclosure of VC management fees
475278
SAN FRANCISCO A media-backed group has sued the California Public Employees&#39; Retirement System today, hoping to force the pension fund to disclose how much it pays venture capitalists to manage its money.
37375
Morningstar Inc., the mutual fund and stock research provider, on Friday said it may face U.S. Securities and Exchange Commission civil charges over incorrect data it published about a mutual fund.
741720
By Julia Reynolds, The Monterey County Herald, Calif.  Sep. 15--Several dozen water customers balked at the idea of consumers fronting the costs of California American Water's expansion, saying the private company is asking the public to carry its investment risk.
106999
The PIMCO mutual fund group&#39;s adviser and two affiliates will pay more than $20 million to settle charges involving failure to disclose payments made to brokers for
688919
The state of California sued  brokerage Edward D. Jones & Co. on Monday over improper  marketing of mutual funds, and criticized a $75 million  settlement deal between the company and other regulators.
680798
Morningstar Inc., the mutual fund and  stock research provider, on Friday said it may face U.S.  Securities and Exchange Commission civil charges over incorrect  data it published about a mutual fund.
599553
Three companies that manage and market Pimco stock mutual funds have agreed to pay a total $20.6 million to settle allegations that they failed to disclose their use of fund assets to pay brokerages for steering customers to the funds.
682106
One of the biggest US accounting firms has disclosed voluntarily a possible violation of conflict-of-interest rules. KPMG, one of the four largest US accounting firms, said
692742
NEW YORK Marsh &amp; McLennan, the insurance brokerage company being sued by the New York State attorney general for taking payments from insurers, has said that it plans to put about $230 million of the fees into an account that may become part of a
707776
Morgan Stanley employees mined the CareerBuilder.com website for personal data such as phone numbers to make cold calls pitching financial products, Massachusetts Secretary of State William F. Galvin alleged in a complaint filed yesterday.
612422
he Van Eck Associates Corporation, a manager of the Van Eck mutual funds, has said the Securities and Exchange Commission may seek civil penalties against it and two executives in connection with improper trading.
718568
Placement fees charged by broker Marsh &amp; McLennan Cos. (MMC.N: Quote, Profile, Research) may be unethical and under intense scrutiny by regulators, but that
479184
William S. Lerach has been under investigation over an alleged scheme to pay plaintiffs in class-action lawsuits.
339678
U.S. securities regulators may file  suit against Morningstar Inc., a provider of mutual fund and  stock research, over incorrect data it published about a mutual  fund, the company said on Friday.
59393
BJ&#39;s Wholesale Club Inc. is gearing up for legal battles with credit-card-issuing banks, which are demanding $16 million to offset fraudulent credit card charges and other costs related to a security breach apparently involving BJ&#39;s ...
45439
California filed a lawsuit yesterday accusing the brokerage house Edward D. Jones &amp; Co. of accepting $300 million in improper payments to push its clients toward certain mutual funds.
86200
SACRAMENTO, Calif.  - Members of the board of  Calpers, the biggest U.S. pension fund, voted on Monday to  demand that major car makers meet with them to defend their  lawsuit against California's new air quality regulations to  reduce exhaust emissions from cars and trucks.