PIMCO Adviser in $20 Mln SEC Settlement
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The PIMCO mutual fund group's  adviser and two affiliates will pay more than $20 million to  settle charges involving failure to disclose  payments made to  brokers for promoting PIMCO fund shares, authorities said on  Wednesday.
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Investment banking firm Lehman Brothers Holdings Inc. is nearing an agreement to pay approximately $200 million to settle a shareholder lawsuit over its work for bankrupt
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The PIMCO mutual fund group's adviser and two affiliates will pay &#36;11.6 million to settle U.S. Securities and Exchange Commission charges involving improper "revenue-sharing" payments to brokers, said a source familiar with the case on Wednesday.
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In one of the biggest settlements to date in the mutual fund scandal, Invesco Funds and AIM Advisors agreed to $450 million in fines and fee reductions Tuesday to settle allegations they allowed favored customers to carry out illicit trading strategies in
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Three former employees of Denver-based Invesco Funds Group agreed to a settlement regarding alleged market timing trading in certain Invesco funds, the Securities and Exchange Commission said Tuesday.
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A private buyout firm that had said it was seeking to take control of MCI Inc. has sold its 5 percent stake in the long-distance giant for a $20 million pretax profit.-The Washington Post
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WASHINGTON -- The two founders of the Pilgrim Baxter mutual fund family have agreed to pay $80 million each to settle regulators' charges of improper trading to benefit themselves and friends at the expense of longer-term shareholders, the authorities said yesterday.
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ALBANY, NY RS Investment Management agreed to pay 30 (m) million dollars to settle allegations it allowed &quot;excessive&quot; market timing in its mutual funds.
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The PIMCO mutual fund group&#39;s adviser and two affiliates will pay $11.6 million to settle US Securities and Exchange Commission charges involving improper &quot;revenue-sharing&quot; payments to brokers, said a source familiar with the case
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The founders of the money management firm Pilgrim Baxter &amp; Associates agreed yesterday to each pay $80 million in a settlement that resolves a longstanding complaint that they improperly profited
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Bank of America Corp. said a departing executive is eligible to collect about $20.7 million in severance and other payments from the company.
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The American and Belgian arms of KPMG International have agreed to pay $115 million to settle claims of accounting malpractice.
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The Pimco mutual fund group, which on Monday settled federal charges of allowing rapid trading in stock funds, on Wednesday is expected to pay at least $15 million to settle a joint federal and state probe into revenue
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Manulife Financial Corp. will pay $21.3 million to settle claims its John Hancock investment units secretly diverted client funds to pay for marketing, the Securities and Exchange Commission said.
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The PIMCO mutual fund group has agreed to pay $50 million to settle fraud charges involving improper rapid dealing in mutual fund shares, the US Securities and Exchange Commission said Monday.
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(Corrects Reuters Estimate figure in 4th paragraph to $1.20
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Sold trade secrets for $20, Feds allege