Probe of gifts said to focus on Fidelity
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Federal regulators have subpoenaed Fidelity Investments and several brokerage firms that handle the stock-trading business for the mutual fund giant, seeking information about gifts and expensive perks Fidelity traders may have accepted from the brokerage firms, according to attorneys involved in the case.
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Look for more disclosure from your financial advisors soon.
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Fidelity Investments yesterday said that it disciplined 14 stock traders and that two others left the company amid an investigation by federal regulators into traders accepting lavish gifts and entertainment from brokers to whom they directed business.
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It may sound like a great gift to receive. But it has tax implications.
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Many of this year's gift books stick to the tried and true: landscapes, animals, food, flowers, sports, comics, celebrities and arty porn.
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Getting a gift is like being set up on a blind date-like it or not, your friend or family member is sending you a message telling you in a coded way what they think you want, what you deserve and, on some level, who they think you are.
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By Kathy Morrison, The Sacramento Bee, Calif.  Dec. 17--With just about a week left for Christmas shopping, I couldn't resist offering a few more suggestions of gifts for readers of chapter books.
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Drugmakers vying to entice physicians to use their products with trips to exotic locales and other perks should be required to disclose such gifts, experts told a congressional panel on Wednesday.
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The Securities and Exchange Commission is finding troubling indications that mutual-fund companies and other money managers paid retirement-plan consultants to be recommended to the consultants&#39; clients, people familiar with the probe told The Wall Street
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VANCOUVER (CP) - A B.C. government ministerial aide being probed for breach of trust was initially under investigation on allegations of money-laundering and corruption, newly released documents reveal.
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Four financial advisers provide tips on how to make the best use of the tax code's provisions on charitable gifts.
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The holiday season is a time of giving for love and friendship, but also because end-of-year tax planners encourage their clients to make deductible gifts to charities and personal gifts
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Fidelity Investments this week named a new team of managers to help run its stock trading desk, which is the subject of a federal investigation into whether company traders improperly solicited and received lavish gifts from brokers who wanted the mutual fund giant's massive trading business.
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Experts on nonprofits are starting to question the practice of building donations into the purchase of retail products.
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To woo business from Fidelity Investments traders, a New York brokerage firm showered them with pricey gifts such as private vacations and golf outings, tickets to a Justin Timberlake and Christina Aguilera concert, parties at the 2004 Super Bowl in Houston sponsored by Playboy and Maxim magazines, and a dozen bottles of Chateau Petrus wine worth $625 apiece.
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The Securities and Exchange Commission has looked into whether lobbyists provided hedge funds with potentially market-moving information about a pending congressional speech.
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Some members of the House oversight committee may have violated a federal law against soliciting things of value from people with interests before the committee.