Small brokers hope to block NYSE-NASD linkup
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A group of small brokerages wants to block a merger between private regulators, saying it is a backstairs way for larger firms to strip smaller companies of their power in shaping regulations.
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U.S. shares looked set to open lower on Tuesday, with stock exchange operators Nasdaq  and NYSE Group Inc.  in focus as a result of developments in their respective transatlantic merger endeavors.
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The NYSE faces down brokers who didn't provide basic information to thousands of IPO investors. But refunds?
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The New York Stock Exchange, which is battling the rival Nasdaq Stock Market for listings, plans to eliminate fees of as much as $250,000 for companies that transfer to the Big Board.
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IntercontinentalExchange Inc.  on Thursday urged Chicago Board of Trade  shareholders and members to reject the proposed sale to Chicago Mercantile Exchange Holdings Inc.
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New York Stock Exchange members seeking to rent their trading rights outnumber brokers who want them, as profits decline at the world&#39;s biggest stock exchange.
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A rule change at the New York Stock Exchange will allow brokers on its trading floor to handle non-NYSE listed stocks, in a move meant to stem trading share losses to newer competitors.
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Euronext  shareholders are due to approve a $14 billion plan to merge with the New York Stock Exchange  and create the first transatlantic bourse. But some opponents may cause heated discussions at a meeting on Tuesday.
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The U.S. Securities and Exchange  Commission on Wednesday proposed stricter rules to halt  underwriting practices that artificially boost demand for  shares in initial public offerings.
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A move to curb sales fees at one of the largest fund providers may be good news for investors, but load funds still scream buyer beware.
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When most investors think of full-service brokers, names such as Merrill Lynch (NYSE: MER), Goldman Sachs (NYSE: GS), and Morgan Stanley (NYSE: MWD) usually come to mind.
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The recent woes of Citigroup   have encouraged some investment bankers to talk up the chances  that the biggest U.S. bank might feel pressure to buy a major  U.S. rival, with Wells Fargo & Co.  and even Goldman  Sachs Group  touted as potential merger partners.
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Wall Street is reportedly under investigation again for allegedly anti-competitive practices that regulators believe might put small investors at a disadvantage.
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The nation&#39;s stock exchanges would be forced to tighten their governance and move toward separating their self-policing function from their business operations under a plan proposed by federal regulators yesterday.
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U.S. shares looked set to open lower  on Tuesday, with stock exchange operators Nasdaq  and  NYSE Group Inc.  in focus as a result of developments in  their respective transatlantic merger endeavors.
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Although the combined companies wonât hurt each other, Iâm not convinced they can help each other. In its press release, Dow Jones explains why it is buying MarketWatch.
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NEW YORK/WASHINGTON  - The mortgage-backed securities market and Wall Street are becoming a roadblock for U.S. banks trying to dig out of the subprime mess.