Wachovia to Pay $37M to Settle SEC Charges
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Wachovia Corp. agreed to pay a $37 million civil fine Thursday to settle federal regulators&#39; allegations that the banking giant violated disclosure rules in connection with its 2001 merger with First Union Corp.
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Veritas, now owned by Symantec, will pay $30 million to the SEC to settle accounting charges.
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RS Investments, a $6.7 billion money manager based in San Francisco, said Wednesday it had settled US and state allegations of improper trading by agreeing to pay $30 million in fines and reduced management fees.
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The PIMCO mutual fund group has agreed to pay &#36;50 million to settle fraud charges involving improper rapid dealing in mutual fund shares, the U.S. Securities and Exchange Commission said on Monday.
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The Jefferies Group, the brokerage firm, has agreed to pay about $9.7 million to settle charges that it gave $2 million worth of gifts, travel and entertainment to equity traders employed by Fidelity Investments to win business, the Securities and Exchange Commission said yesterday.
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RS Investment Management agreed to pay $30 million to settled allegations it allowed &quot;excessive&quot; market timing in its mutual funds, New York Attorney General Eliot Spitzer said yesterday.
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Microsoft, Yahoo and Google agreed to pay a combined $31.5 million to settle federal civil allegations that they had accepted ads for illegal gambling.
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RS Investment Management agreed to pay $30 million to settled allegations it allowed &quot;excessive&quot; market timing in its mutual funds, New York Attorney General Eliot Spitzer said Wednesday.
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Deloitte & Touche LLP has agreed to pay $38.25 million to settle an investor lawsuit over alleged accounting improprieties at bankrupt auto parts maker Delphi Corp , plaintiffs' lawyers said on Thursday.
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Marsh & McLennan Cos.  on Monday agreed to pay &#36;850 million to settle charges it conspired with insurers to rig bids, raising hopes the world's biggest insurance broker can start to move past the scandal.
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Oil major BP will pay $373 million to settle U.S. charges stemming from a deadly Texas refinery explosion and an Alaska oil spill, as well as allegations it manipulated propane markets, the government said on Thursday.
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Brokerage Charles Schwab &amp; Co. has agreed to pay a $350,000 civil fine to settle federal regulators&#39; allegations that it illegally allowed certain customers to change mutual fund trade orders after the market&#39;s close.
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RS Investment Management agreed to pay &#36;30 million to settled allegations it allowed "excessive" market timing in its mutual funds, New York Attorney General Eliot Spitzer said Wednesday.
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The Robertson Stevens Investments firm agreed to pay $30 million to settled allegations it allowed &quot;excessive&quot; market timing in its mutual funds, New York Attorney General Eliot Spitzer said Wednesday.
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British energy firm BP agreed to pay 373 million dollars in fines and restitution to settle several US government probes, including allegations of trading abuses, officials said Thursday.
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A San Francisco investment adviser for mutual funds will pay $30 million to settle charges that it secretly allowed favored clients to conduct frequent short-term trading, in violation of the funds&#39; rules and in exchange for extra fees, regulators said
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In yet another concrete sign of trouble in the commercial real estate market, Wachovia, the nationâs fourth-largest bank, announced on Tuesday that it would be taking write-downs of more than $1 billion for commercial loans for the second half of last year. That sum includes $488 million in previously disclosed write-downs for the third quarter.