SEC plans 'action' over corruption at Lucent China
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The U.S. Securities and Exchange Commission (SEC) warned Lucent Technologies to expect an "enforcement action" over violations of the Foreign Corrupt Practices Act (FCPA) by executives at its Chinese operations.
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Federal regulators are considering civil charges against two former executives of Lucent Technologies Inc. and a third ex-employee of the telecommunications gear maker over
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The Securities and Exchange Commission reportedly plans to file civil charges against a Dow Jones &amp; Co. board member, David Li, over an insider trading probe linked to News Corp.'s bid for the media company.
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The Securities and Exchange Commission may bring a civil action against the American International Group Inc. and a subsidiary for their role in helping PNC Financial Services Group Inc.
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Citigroup Inc. C.N on Friday said  U.S. securities regulators may recommend enforcement  proceedings against the former head of Citigroup Global  Investment Management.
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The US Securities and Exchange Commission is considering taking legal action against UBS AG for possible violations of securities laws relating to work performed for HealthSouth Corp.
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The staff of the U.S. Securities and Exchange Commission is considering recommending a civil injunction and/or administrative proceedings against Citigroup Asset Management, Citicorp Trust Bank, former asset management unit Chief Executive Thomas Jones and three other people, Citigroup  said on Friday.
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The staff of the U.S. Securities and  Exchange Commission is considering recommending a civil  injunction and/or administrative proceedings against Citigroup  Asset Management, Citicorp Trust Bank, former asset management  unit Chief Executive Thomas Jones and three other people,  Citigroup C.N said on Friday.
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Securities and Exchange Commission Chairman William H. Donaldson said yesterday that he wants to move ahead this year with a plan that would allow dissatisfied shareholders to propose board candidates under limited conditions.
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The Bank of East Asia  said on Thursday that Chairman David Li had received a "Wells Notice" from staff of the U.S. Securities and Exchange Commission in connection with an investigation into trading in Dow Jones & Co. Inc.  shares.
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Citigroup Inc.  on Friday said U.S. securities regulators are thinking of recommending enforcement proceedings against the former head of Citigroup Global Investment Management.
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Ten US stock markets, including the New York Stock Exchange, would be required to file quarterly reports with regulators and maintain a majority of independent directors under a plan published by the agency today.
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US securities regulators may recommend enforcement action against the former head of Citigroup Global Investment Management for his role in activities under investigation at the company&#39;s mutual fund unit, the No.
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American International Group Inc., one of the world&#39;s largest insurance firms, said Monday that the Securities and Exchange Commission may bring a civil action against
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The US stock market watchdog has asked German justice officials for help probing possible corruption at engineering group Siemens, a spokesman for the federal justice office told AFP on Wednesday.
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The U.S. Securities and Exchange Commission is considering softening new American corporate governance rules to ease the burden on foreign companies, its chairman said Tuesday.
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DaimlerChrysler AG said Thursday it had been notified that it was under investigation by the U.S. Securities and Exchange Commission over alleged violations of a federal anti-bribery statute after a fired employee complained to labor officials.