Ex-NYSE floor trader cheated public: lawyer
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A former New York Stock Exchange   (NYSE) floor trader charged with securities fraud broke Big   Board rules and cheated the public by improperly manipulating   trades, a federal prosecutor told a jury on Tuesday.
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A former Goldman Sachs associate accused of being the mastermind behind a complex insider-trading scheme pleaded guilty on Tuesday.
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An in-house Merrill Lynch &amp; Co. lawyer didn&#39;t support the brokerage&#39;s harried $7 million investment in Enron Corp.-owned barges at the end of 1999 and would have blocked it had she known of an alleged verbal
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A former general counsel at Monster Worldwide Inc.  pleaded guilty on Thursday to criminal charges related to stock options backdating.
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ALBANY, NY -- The man who made Wall Street reform its ways is now charging widespread corruption in the insurance industry. He alleged that brokers have been taking payoffs from insurance companies to steer
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Former Dow Jones board member David  Li has agreed to pay a $8.1 million civil penalty to settle  charges of insider trading ahead of news of an unsolicited  buyout offer from News Corp that sent Dow Jones shares soaring,  the Securities and Exchange Commission said on Tuesday.
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A trader in Internet penny stocks was convicted of using confidential information from an F.B.I. agent to profit illegally in the market.
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A former Goldman Sachs associate who was accused of masterminding one of the broadest insider-trading conspiracies in years was sentenced to nearly five years in prison.
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A former junior-level investment  banker at Merrill Lynch &amp; Co.  pleaded guilty on Friday  to insider trading after providing tips about upcoming mergers  as part of a scheme that generated millions of dollars of  profit.
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William S. Lerach, a former law partner at Milberg Weiss, pleaded guilty to conspiracy for a role in pursuing companies with class-action lawsuits when their share prices dropped.
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PARIS, Jan. 24 -- A "30-something" futures trader who worked on his bank's security systems and then allegedly used his skills to bypass those safeguards was accused Thursday of perpetrating one of the largest banking frauds in history.
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The New York state attorney general accused the world's largest insurance broker of cheating customers by rigging prices in exchange for kickbacks.
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French banking giant Societe Generale said Thursday a single trader who fooled his bosses carried out a massive 4.9 billion euro (7.15 billion dollar) fraud -- one of the biggest in financial history.
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NEW YORK -- US government prosecutors filed charges in one of the biggest insider-trading cases on Wall Street since the 1980s, claiming employees at UBS AG , Morgan Stanley , and Bear Stearns Cos. profited from advance knowledge of mergers and stock picks.
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A New York stockbroker was indicted on  Thursday on securities fraud and other charges in connection  with New York Attorney General Eliot Spitzer's probe into late  trading in mutual funds, Spitzer said.
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A former well-known New York stockbroker pleaded guilty Tuesday to cheating his clients out of millions of dollars and generating fraudulent commissions for himself.
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A former Credit Suisse banker accused of leaking confidential information about several major deals,  was convicted in Federal District Court in Manhattan.