NASD Bars Ex-Banker Quattrone For Life
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Securities industry regulators barred former investment banker Frank P. Quattrone Monday from ever working in the securities industry again.
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The NASD on Monday said it fined  Citigroup Global Markets Inc. $250,000 for distributing  inappropriate hedge fund sales literature, in the regulator's  largest fine involving hedge fund sales by broker-dealers.
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DENVER, Colorado - Sprinter Jerome Young, a central figure in a doping case that could cost the US relay team its gold medal from Sydney, was banned for life by the US Anti-Doping Agency on Wednesday following his second positive test for a banned drug.
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A broker-dealer firm sued brokerages watchdog NASD and the New York Stock Exchange on Friday to block a deal to merge oversight functions, saying the arrangement would be unfair to NASD members.
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_ Former star investment banker Frank Quattrone asked a federal appeals court Wednesday to let him stay out of prison while he appeals his conviction on obstruction-of-justice charges.
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Frank P. Quattrone, a leading investment banker of the 1990's, was sentenced to 18 months in prison for obstruction of justice.
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New Yorkâs highest court tossed out the death sentence imposed on a man for his role in the murders of five workers at a Wendyâs restaurant in Queens.
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Frank P. Quattrone, the banker whose deal making helped fuel the 1990Âs technology boom, is expected to receive a sentence of 16 months.
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The NASD said Wednesday that it had fined Wells Fargo and its former director of research for failing to disclose that an analyst had taken a job with the company she was recommending.
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US banker Frank Quattrone wins the right to stay out of jail pending an appeal against an 18-month sentence for obstruction of justice.
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A broker-dealer firm sued brokerages  watchdog NASD and the New York Stock Exchange on Friday to  block a deal to merge oversight functions, saying the  arrangement would be unfair to NASD members.
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Quattrone told reporters after his sentencing that he could hold his head high because he was innocent. Picture:AP. Frank Quattrone, who made $US120 million ($A172 million) in 2000 as Credit
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The NASD on Monday permanently barred former star technology banker Frank Quattrone from the securities industry for refusing to testify about his possible role in destroying documents and obstructing justice.
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Frank Quattrone, who was sentenced to 18 months in prison for urging employees to destroy documents during a probe of Credit Suisse First Boston, was permanently barred by the NASD from working in the securities industry.
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NEW YORK: The NASD yesterday said it censured and fined 29 securities firms a total of $US9.22 ($NZ13.04) million for failing to properly disclose required information about their brokers more than 8300 times.
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SALVO, North Carolina  - Controversial U.S.  sprinter Jerome Young has been banned for life after failing a  second doping test, the U.S. Anti-Doping Agency (USADA) said on  Wednesday.
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BRIDGEPORT, Conn., Jan. 29  â Two former executives were spared prison time on Monday for their roles in an accounting scandal at the Cendant Corporation that cost the company and its investors more than $3 billion.