SEC investigating Merrill subprime portfolio
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The Securities and Exchange Commission is investigating matters related to Merrill Lynch & Co Inc's  subprime mortgage portfolio, the company said on Wednesday.
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The parents of a former Fidelity Investments trader were subpoenaed in an investigation of whether they bought stock based on nonpublic information from their son.
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S&P 500 and Dow industrials futures declined on Thursday as Merrill Lynch & Co Inc  reported a larger-than-expected fourth-quarter loss because of subprime mortgage-related problems.
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Federal prosecutors are investigating  whether a Bear Stearns Co Inc  fund manager improperly  withdrew his own money from a fund while making rosy forecasts  about the prospect of the portfolio, the Wall Street Journal  reported on Tuesday.
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New Century Financial Corp.  on  Tuesday said the U.S. Securities and Exchange Commission is  investigating the subprime mortgage lender, after the agency  recently asked to meet with management to discuss its  accounting.
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Student lending company SLM Corp , or Sallie Mae, said on Wednesday the U.S. Securities and Exchange Commission is investigating the company's disclosures in December 2007, before and after executives and directors traded in its stock.
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Merrill Lynch & Co Inc  on Wednesday reported its first loss in six years after writing down $7.9 billion of bad bets on risky subprime mortgages and related securities.
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New York prosecutors are investigating whether Wall Street banks withheld information about the risks stemming from subprime loan-linked investments, The New York Times reported on Saturday.
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How should investors read the huge losses that Merrill may be taking?
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The FBI probes 14 firms embroiled in the sub-prime mortgage crisis as it cracks down on improper lending.
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US regulators launch an inquiry into whether Wall Street's top brokers adopted trading practices which left clients out of pocket.
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Securities regulators are probing  several brokerage firms dealing with collateralized mortgage  obligations, the Wall Street Journal reported on Friday.
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The U.S. Securities and Exchange Commission is investigating Dow Jones & Co. Inc.  board member David Li over an insider trading case linked to News Corp.'s  bid for the Wall Street Journal publisher, Dow Jones reported on Wednesday.
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S&P 500 and Dow industrials futures  declined on Thursday as Merrill Lynch & Co Inc  reported  a larger-than-expected fourth-quarter loss because of subprime  mortgage-related problems.
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Fidelity Investments and several brokerages that handle the mutual fund giant's trading have received subpoenas from regulators seeking information about gift-giving practices in the mutual fund industry, according to a published report Tuesday.
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The stateâs top securities regulator accused Merrill Lynch on Friday of defrauding the city of Springfield with subprime-linked investments.
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Authorities are investigating stock sales and accounting errors at the New Century Financial Corporation, which specializes in subprime lending.