Fleming, suppliers settle SEC claims
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WASHINGTON -- Grocery wholesaler Fleming Cos. and some of its suppliers and their employees have agreed to settle Securities and Exchange Commission claims of accounting fraud.
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First Command Financial Services, one of the best-known companies marketing financial products to military families, agreed yesterday to pay $12 million to settle accusations that it
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International Business Machines Corp. said yesterday it had agreed to settle most of the issues in a suit over changes in its pension plans on terms that allow the company to continue
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Two companies that manage and market Franklin Templeton mutual funds have agreed to pay a total of &#36;20 million to settle federal regulators' charges that they failed to disclose their use of fund assets to pay brokerages for steering customers to the funds.
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Deutsche Bank Securities has agreed to pay $87.5 million to settle allegations that it issued stock research that was biased by its investment-banking business, regulators announced Thursday, as part of a crackdown on conflicts of interest on Wall Street.
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Invesco Funds Group Inc. and affiliate  AIM Advisors Inc. agreed to a $450 million settlement with  state and federal regulators to resolve probes of improper  trading, officials and the parent company said on Tuesday.
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The Securities and Exchange Commission reached a settlement today with the Walt Disney Company over the company&#39;s failure to disclose its relationships with various board members as well as with an airline controlled by a director.
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Barclays Bank  has agreed to pay about $10.9 million to settle charges of illegal insider trading in bond securities, the U.S. Securities and Exchange Commission said on Wednesday.
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Friedman, Billings, Ramsey Group will pay $4.5 million to settle allegations by former investment banking client CompuDyne that it engaged in insider trading of CompuDyne stock.
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The U.S. Federal Trade Commission (FTC) has reached a settlement with pet food retailer Petco Animal Supplies of charges that the company's Web site violated federal law by making deceptive security claims.
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By Bloomberg News. Edward D. Jones &amp; Company said yesterday that it had agreed to pay $75 million to settle regulators&#39; accusations that it did not disclose hidden marketing deals with mutual funds.
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Industrial giant General Electric settled with the US Securities and Exchange Commission on Thursday over its failure to disclose former CEO Jack Welch&#39;s lavish retirement package.
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The Walt Disney Company today opted to settle American regulatorsâ charges that the company failed to disclose a variety of business relationships between the company and some members of its board.
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Invesco Funds Group Inc. and two other mutual-fund units of Amvescap LLC will pay $375 million to settle Securities and Exchange Commission charges
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Hewlett-Packard has settled a U.S. Securities and Exchange Commission investigation regardingÂ the resignation of Tom Perkins from its board.
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LOS ANGELES (CBS.MW) -- Walt Disney Co. has settled regulators&#39; charges that the company failed to disclose a variety of business relationships between the company and some members of its board, the Securities and Exchange Commission said Monday.
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Investment banks Goldman Sachs Group  Inc. GS.N and Morgan Stanley MWD.N have agreed to pay about  $40 million each to settle U.S. Securities and Exchange  Commission allegations of misconduct in their handling of  initial public stock offerings, sources familiar with the  matter said on Tuesday.