Dow Jones director Li probed on insider trade: WSJ
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The U.S. Securities and Exchange Commission is investigating Dow Jones & Co. Inc.  board member David Li over an insider trading case linked to News Corp.'s  bid for the Wall Street Journal publisher, Dow Jones reported on Wednesday.
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Christopher Bancroft, part of the family that controls Dow Jones , is trying to block a takeover by Rupert Murdoch's News Corp. , a source familiar with the situation said on Monday, confirming a story reported in the Wall Street Journal.
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The Bank of East Asia (0023.HK) said  on Thursday that Chairman David Li had received a &quot;Wells  Notice&quot; from staff of the U.S. Securities and Exchange  Commission in connection with an investigation into trading in  Dow Jones & Co. Inc.  shares.
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The U.S. Securities and Exchange Commission is investigating about a dozen brokerage firms that may have failed to obtain the best price for stocks traded for customers, a source familiar with the matter said on Monday.
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Hartford Life, a unit of the Hartford Financial Services Group Inc., said Friday it is being investigated by the Securities and Exchange Commission for its use of "directed brokerage" in connection with its mutual funds.
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The U.S. Securities and Exchange  Commission is investigating about a dozen brokerage firms that  may have failed to obtain the best price for stocks traded for  customers, a source familiar with the matter said on Monday.
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Regulators are investigating whether several current and former employees at Merrill Lynch & Co Inc  improperly placed trades for the brokerage house's own account ahead of client orders, The Wall Street Journal reported on Monday.
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The Securities and Exchange Commission is investigating the investment research firm Morningstar Inc. for failing to properly correct inaccurate data it published about a mutual fund, the company disclosed Friday.
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Reuters, the media and information group, is understood to have appointed investment bankers to explore the sale of Instinet, its American electronic stock trading business.
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A former Dow Jones & Company director and three associates will pay more than $24 million to settle charges that they traded illegally on inside knowledge of the News Corporationâs takeover of Dow Jones.
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Standard &amp; Poor&#39;s Equity Research reiterated a &quot;hold&quot; rating on Marsh &amp; McLennan (nyse: MMC - news - people ), saying the Securities and Exchange Commission has requested information regarding transactions with parties in which company insiders or major
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Federal prosecutors are investigating whether a Bear Stearns Co Inc  fund manager improperly withdrew his own money from a fund while making rosy forecasts about the prospect of the portfolio, the Wall Street Journal reported on Tuesday.
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CHINA Aviation Oil Singapore Corp (CAO), which revealed a US$550 million ($900 million) trading loss earlier in the week, is being probed by the Commercial Affairs Department (CAD), which investigates white-collar crime.
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The U.S. Securities and Exchange Commission plans to file civil charges against Dow Jones & Co Inc  board member David Li over an insider trading probe linked to News Corp's  bid for the media company, the Wall Street Journal reported on Wednesday.
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Securities and Exchange Commission staff will recommend that the agency not pursue insider trading charges against $7 billion hedge fund Pequot Capital Management Inc., its management team, and former chairman John J. Mack, according to a letter sent to the fund's investors yesterday and three...
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Federal prosecutors are investigating  whether a Bear Stearns Co Inc  fund manager improperly  withdrew his own money from a fund while making rosy forecasts  about the prospect of the portfolio, the Wall Street Journal  reported on Tuesday.
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Dow Jones & Co., which has been in  talks for a takeover by News Corp., will meet with supermarket  magnate Ron Burkle as Dow Jones explores its options, a source  familiar with the situation said on Sunday.