SEC to Propose Tigher Exchange Governance
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The Securities and Exchange Commission will propose soon a plan to tighten governance at the nation&#39;s stock exchanges to ensure they are serving the public interest, SEC Chairman William Donaldson said Friday.
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The Securities and Exchange  Commission may propose requiring credit rating agencies to  differentiate between corporate bonds and structured finance  products as well as make disclosures around past ratings, the  agency's chairman said on Friday.
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WASHINGTON -- Federal regulators yesterday tentatively agreed to ease an accounting requirement for foreign companies that trade on U S exchanges.
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U.S. stock markets would have to disclose executive pay and provide details of their regulatory programs, under new rules proposed by the Securities and Exchange Commission on Tuesday.
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Washington (Oct. 27, 2004) - In two separate votes at a meeting today, one split and one unanimous, the Securities and Exchange Commission decided to require the registration of most hedge funds, and to propose
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The U.S. Securities and Exchange  Commission will vote soon on new governance and disclosure  rules for the groups that oversee America's stock markets, SEC  Chairman William Donaldson said on Thursday.
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The Bancroft family, controlling  shareholders of Dow Jones & Co. Inc. , are set to submit  to News Corp.(NWSa.N) a new set of proposals on how to protect  the Wall Street Journal&#39;s editorial independence, the Wall  Street Journal reported on Monday.
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The Securities and Exchange Commission is preparing enforcement actions against three US stock exchanges -- and possibly the head of one of them -- over charges that in-house regulators failed to adequately enforce their own rules
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The staff of the U.S. Securities and Exchange Commission is considering recommending a civil injunction and/or administrative proceedings against Citigroup Asset Management, Citicorp Trust Bank, former asset management unit Chief Executive Thomas Jones and three other people, Citigroup  said on Friday.
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The U.S. Securities and Exchange Commission on Wednesday took a step toward allowing foreign public companies to choose international accounting standards or U.S. rules when filing data with the agency.
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WASHINGTON (CBS.MW) -- Members of the Securities and Exchange Commission will meet Wednesday morning to discuss proposed amendments to an agency rule that forbids manipulating the outcome of securities offerings.
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The Securities and Exchange Commission is considering whether to abandon an unpopular proposal that was designed in part to curtail improper mutual fund trading, according to a published report Thursday.
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The U.S. Congress asked the  Securities and Exchange Commission on Saturday to send  lawmakers a report justifying a new rule forcing mutual fund  boards to have independent chairmen.
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The Bancroft family, controlling shareholders of Dow Jones & Co. Inc. , are set to submit to News Corp. a new set of proposals on how to protect the Wall Street Journal's editorial independence, the Wall Street Journal reported on Monday.
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The Securities and Exchange Commission is promoting a legal standard that would make it harder for shareholders to win fraud lawsuits against companies and executives.
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The U.S. presidential election in November could force change at the top of the Securities and Exchange Commission and help decide the fate of a reform effort to give shareholders more boardroom power.
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The SEC's new tool helps investors get the skinny on compensation.