SEC revises standards for securities brokers
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The Securities and Exchange Commission (SEC) is giving securities brokers up to November 2005 to shift to the use of risk-based capital adequacy standards from the current net capital standards.
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WASHINGTON (CBS.MW) -- Members of the Securities and Exchange Commission will meet Wednesday morning to discuss proposed amendments to an agency rule that forbids manipulating the outcome of securities offerings.
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U.S. stock markets would have to  disclose executive pay and provide details of their regulatory  programs, under new rules proposed by the Securities and  Exchange Commission on Tuesday.
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The Securities and Exchange Commission is promoting a legal standard that would make it harder for shareholders to win fraud lawsuits against companies and executives.
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Securities regulators yesterday voted to overhaul a corporate rule covering financial risks, reacting to intense pressure from Congress and years of criticism from industry groups who claim the directive proved too expensive and burdensome.
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US stock markets would have to disclose executive pay and provide details of their regulatory programs, under new rules proposed by the Securities and Exchange Commission on Tuesday.
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The stock exchanges in the United States would be forced to tighten their governance and move toward separating their self-policing function from their business operations under a plan proposed by federal regulators on Tuesday.
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The Securities and Exchange Commission requested 10 securities firms turn over stock-trading records for the last two weeks of September, opening a review of how Wall Street handles confidential information.
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The Securities and Exchange Commission has adopted rules ensuring that it can sue hedge funds for misleading investors.
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New York - The Securities and Exchange Commission (SEC) released its 160-page rule extending its oversight to the $866 billion (R5.02 trillion) hedge fund industry more than a month after commissioners narrowly backed the move in a 3-2 vote.
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California&#39;s insurance regulator has unveiled new rules to prevent brokers from taking secret commissions to steer customers to certain policies.
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The Securities and Exchange Commission is expected to vote Tuesday to bar mutual fund companies from steering their stock and bond business to brokerage firms that promote the fund companies' products.
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Accounting regulators adopted rules on Thursday requiring publicly traded companies to treat the stock options they give to employees as normal business expenses.
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U.S. bank regulators issued new  standards for subprime mortgage lending Friday that includes  several new consumer protections.
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The SEC is looking into whether the financial-information provider failed to correct inaccurate data it published regarding a single mutual fund in a timely manner.
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The US Securities and Exchange Commission voted 3-2 on Tuesday to adopt a rule that for the first time will require hedge fund advisers to register with the agency and submit to SEC examinations.
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SHANGHAI: China&#39;s securities regulator suspended approval of initial public offerings pending rule changes that will allow the market to set the price of new shares, bringing the country&#39;s stock exchanges more into line with international standards.