SEC opens probe after Dow Chemical firings: source
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The U.S. Securities and Exchange Commission is probing whether two Dow Chemical Co.  executives engaged in unauthorized talks to sell the company, according to a source close to the matter.
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The U.S. Securities and Exchange Commission is investigating Dow Jones & Co. Inc.  board member David Li over an insider trading case linked to News Corp.'s  bid for the Wall Street Journal publisher, Dow Jones reported on Wednesday.
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Wireless chip company Broadcom Corp.   said on Monday that federal securities regulators had  launched a formal investigation of its stock option practices.
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Securities regulators are opening up yet another front in their long-running investigation of the mutual fund industry, examining brokerage firms that allegedly gave mutual fund employees lavish gifts in exchange for business, officials said yesterday.
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The U.S. Securities and Exchange Commission has launched a formal investigation into whether flu vaccine maker Chiron Corp.  violated securities laws, the company said on Friday.
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Marsh &amp; McLennan Companies, the world&#39;s largest insurance broker, said yesterday that the Securities and Exchange Commission had begun a formal investigation into investments by its executives
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STAMFORD, Conn. (CP) - The US Securities and Exchange Commission is investigating the operations of a Thomson Financial division that collects information on stock ownership, the company revealed Monday.
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Wall Street is reportedly under investigation again for allegedly anti-competitive practices that regulators believe might put small investors at a disadvantage.
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Federal prosecutors and the Securities and Exchange Commission are investigating Merck &amp; Co. in connection with Vioxx, the painkiller that was pulled from the market in September
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STAMFORD, Conn. - The Securities and Exchange Commission is investigating the operations of a Thomson Financial division that collects information on stock ownership, the company reported Monday.
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The U.S. Securities and Exchange  Commission is investigating Dow Jones & Co. Inc. board member  David Li over an insider trading case linked to News Corp.&#39;s  bid for the Wall Street Journal publisher, Dow Jones reported  on Wednesday.
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U.S. antitrust regulators are investigating possible anti-competitive practices at the American Stock Exchange and Chicago Board Options Exchange, according to the annual report of the National Association of Securities Dealers.
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Singapore Exchange Ltd., which runs the city&#39;s securities and derivatives market, said an investigation into trading losses at China Aviation Oil (Singapore) Corp.
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HONG KONG/WASHINGTON  - The U.S. Securities and Exchange Commission plans to file civil charges against Dow Jones & Co. Inc.  board member David Li over an insider trading investigation linked to News Corp.'s  $5 billion bid for the media company, the Wall Street Journal reported.
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Federal investigators are examining  whether BP Plc  manipulated crude oil and unleaded  gasoline markets, according to a report in The Wall Street  Journal on Tuesday that cited lawyers and traders close to the  case.
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The Securities and Exchange Commission has opened an informal probe into stock sales by Countrywide Financial Corp  Chief Executive Angelo Mozilo, the Wall Street Journal said on Wednesday.
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Securities regulators are reviewing  whether investment banks' trades in shares of companies linked  to M&A deals they were advising were based on coincidence or  inside information, according to The Wall Street Journal on  Monday.