Odd Couple Seen Key to SEC Power
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The U.S. presidential election in November could force change at the top of the Securities and Exchange Commission and help decide the fate of a reform effort to give shareholders more boardroom power.
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You may be getting a double dose of sin from sin stocks.
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Independent probe might throw some top executives overboard.
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A battle over a move by a star broker to a rival firm illuminates the intense, sometimes peculiar courtship between the very rich and their financial advisers.
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Strange happenings from the investing and business world.
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Congressional subpeonas portend a showdown over executive privilege.
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Two senior U.S. lawmakers on Tuesday raised questions about the Securities and Exchange Commission's handling of an insider trading investigation that involved hedge fund Pequot Capital and John Mack, chief executive of Wall Street giant Morgan Stanley .
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Some of the biggest names on Wall Street sold securities that they â apparently â barely understood themselves.
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If ever there were a better self-propagating group of folks than lawyers I can't figure out who it would be. There have been many millions of dollars invested over the last few years because lawyers have decided to encroach on our little tech world. In the 90's the CIO moved from being a tech to being a finance guy. Tomorrow they might be a finance guy with a law degree
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The merger of the U.S. brokerage industryâs two major watchdogs finally has a name: the Securities Industry Regulatory Authority, or SIRA.
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Reports said that the SEC felt that Global Crossing founder Gary Winnick&#39;s role as non-executive chairman, which is often a position that has limited knowledge of day-to-day operations of a
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The new scandal mesmerizing Poland seems lifted from a Cold War dossier: Spies, oil traders, a polo player, and a billionaire are tangled in a rumored plot by Moscow to manipulate its smaller neighbor.
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It is common for a merger battle to involve a healthy dose of public posturing on issues such as price and logistics. But while such maneuvering typically plays out in the media, or during analyst forums, it&#39;s rare to see it happen in a courtroom.
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Phillip Goldstein, manager of a small  hedge fund company, likes to stretch the definition of activist  investor. He's challenged the managers of closed-end funds and  questioned the judgment of the U.S. markets watchdog, the  Securities and Exchange Commission.
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The secret may be more obvious than you think.
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Even if it's bogus, a rumored deal might be both companies' best move.
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The couple want it an unconventional and fun affair.