Regulators to Widen Mutual Fund Probe
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Misconduct in the U.S. mutual fund  industry is not limited to fund share trading; it's not even  limited to funds, say market regulators.
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The FBI's investigation of 14 corporations in a crackdown on improper subprime lending could expand to other companies, but the complex probes may take some time before any charges are brought, a federal law enforcement official said on Wednesday.
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Morningstar is under investigation from the Securities and Exchange Commission for taking too long to correct inaccurate data it published regarding a single mutual fund.
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New York Attorney General Eliot Spitzer on Friday widened his investigation of the insurance business, this time suing a broker that allegedly took kickbacks from big life insurers.
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Misconduct in the U.S. mutual fund industry is not limited to fund share trading; it's not even limited to funds, say market regulators.
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The SEC investigation into a scandal that rocked Wall Street last week is not over
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The Securities and Exchange Commission is finding troubling indications that mutual-fund companies and other money managers paid retirement-plan consultants to be recommended to the consultants&#39; clients, people familiar with the probe told The Wall Street
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Investors are running back into mutual funds.
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Securities regulators are probing  several brokerage firms dealing with collateralized mortgage  obligations, the Wall Street Journal reported on Friday.
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Morningstar Inc., the mutual fund and stock research provider, on Friday said it may face U.S. Securities and Exchange Commission civil charges over incorrect data it published about a mutual fund.
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Four Canadian mutual fund firms have found themselves on the hot seat with the Ontario Securities Commission after an investigation into alleged trading violations in the industry.
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Look for more disclosure from your financial advisors soon.
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The inquiries suggest that a new inquiry into an area of accounting that has long troubled both investors and pension-rights advocates will cast a broad net.
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The Securities and Exchange Commission is investigating the investment research firm Morningstar Inc. for failing to properly correct inaccurate data it published about a mutual fund, the company disclosed Friday.
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Contrary to recent published reports, New York Attorney General Eliot Spitzer plans to expand his investigations into the financial industry in early 2005, a spokesman said.
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Morningstar Inc., a US research firm used by 3 million investors to decide what mutual funds to buy, said the Securities and Exchange Commission is investigating the company for publishing incorrect performance data for a fund.
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The probe into insurance bid-rigging by New York's attorney general widened to health insurers on Tuesday, unnerving investors worried that more revelations of wrongdoing and lower profits lie ahead.