Allied Capital Settles S.E.C. Inquiry
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The business development company said it had settled a four-year investigation by the S.E.C. into its valuation practices.
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American International Group Inc. said yesterday it has agreed to pay $126 million to settle federal allegations the insurance giant helped two customer companies commit accounting fraud.
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Invesco Funds Group Inc. and two other mutual-fund units of Amvescap LLC will pay $375 million to settle Securities and Exchange Commission charges of helping favored investors engage in improper mutual-fund trading.
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Royal Ahold and its two former top executives reached a settlement on Wednesday with the S.E.C. in connection with a multibillion-dollar accounting scandal.
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Ziff Davis - A SCO spokesman says the company has completed its arranged settlement with its former financial backer without fanfare.
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Invesco Funds Group (IFG) and affiliate AIM are to pay a total of $450m (Â£254m) to settle an improper trading probe. The UK&#39;s Amvescap, which owns both firms, said the two would pay $140m in civil penalties
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CIBC Mellon Trust Co.  a joint  venture of Canadian Imperial Bank of Commerce CM.TO and  Mellon Financial Corp. MEL.N, has agreed to pay $6 million to  settle stock fraud charges, U.S. regulators said on Wednesday.
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Ernst & Young LLP ERNY.UL, one of  the four largest U.S. accounting firms, will pay a total of  $125 million to settle U.S. claims arising from its audits of a  failed Illinois savings bank, regulators and the company said  Friday.
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Company says its chief executive reached a settlement with the SEC over allegations of securities violations in the trading of SINA stock.
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The government yesterday settled its case against former Freddie Mac chairman and chief executive Leland C. Brendsel for a fraction of the more than $1 billion in damages and penalties it had been seeking for his alleged participation in accounting manipulations.
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Auditor Ernst &amp; Young has agreed to pay $US125 million ($A162 million) to the Federal Deposit Insurance Corporation (FDIC) over the collapse of a suburban Chicago bank three years ago, the FDIC announced.
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The American and Belgian arms of KPMG International have agreed to pay $115 million to settle claims of accounting malpractice.
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RS Investments, a $6.7 billion money manager based in San Francisco, said Wednesday it had settled US and state allegations of improper trading by agreeing to pay $30 million in fines and reduced management fees.
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Billionaire tycoon Ricardo Salinas Pliego and the S.E.C. reached a settlement in the first lawsuit against a foreign company under the Sarbanes-Oxley Act.
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Qwest Communications has agreed to pay $250 million to settle a Securities and Exchange Commission investigation into its accounting practices.
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American International Group, the world&#39;s largest insurance firm, yesterday agreed to pay $126m (Â£67m) to settle allegations that the company helped clients to commit accounting fraud.
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The commercial insurer reached an agreement with several states to pay $6 million to resolve an investigation into fees it paid to brokers.