Marsh Gets SEC Request for Information
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The US Securities and Exchange Commission has asked Marsh &amp; McLennan Cos. Inc. (MMC) for information about partnerships that individuals affiliated with the company have invested in, the insurance broker said in a statement.
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US financial regulators have requested information from Warren Buffett&#39;s Berkshire Hathaway group as part of a probe into certain insurance products.
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The Bank of East Asia (0023.HK) said  on Thursday that Chairman David Li had received a &quot;Wells  Notice&quot; from staff of the U.S. Securities and Exchange  Commission in connection with an investigation into trading in  Dow Jones & Co. Inc.  shares.
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General Re Corporation, a wholly owned subsidiary of Berkshire Hathaway Inc., acknowledged that it has received a request from the United States Securities and Exchange Commission to provide documentation and information relating to non-traditional or
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The US stock market watchdog has asked German justice officials for help probing possible corruption at engineering group Siemens, a spokesman for the federal justice office told AFP on Wednesday.
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Outside directors of Marsh &amp; McLennan Cos. have sought to negotiate with New York Attorney General Eliot Spitzer in the insurance bid rigging case, a source familiar with the overture said Friday.
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Financial services firm SunTrust Banks Inc. said Thursday that it received notice that the Securities and Exchange Commission is conducting an informal inquiry into the company&#39;s recent announcement that it
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Berkshire Hathaway Inc., the holding  company run by billionaire Warren Buffett, on Thursday said its  General Re insurance unit received a request from the U.S.  Securities and Exchange Commission to provide information on  some insurance products.
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Marsh &amp; McLennan, the world&#39;s biggest insurance broker, last night disclosed that regulators had launched an investigation into transactions involving its directors.
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MBIA Inc., a large U.S. bond insurer,  said on Thursday it received subpoenas from the U.S. Securities  and Exchange Commission and New York Attorney General Eliot  Spitzer, seeking information about so-called non-traditional or  loss-mitigation insurance products.
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New York Attorney General Eliot Spitzer&#39;s filing last Thursday of charges against giant insurance broker Marsh for alleged commercial account steering and bid rigging has already had significant impact on Marsh and is expected to reach into the insurance
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The federal Securities Exchange Commission has asked General Motors, Ford and Navistar Corp., a maker of trucks and engines, to provide financial information about their pension and post-retirement healthcare plans.
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The outside directors of Marsh &amp; McLennan (MMC.N: Quote, Profile, Research) have talked to New York&#39;s attorney general about having its chief executive step aside amid a probe into its business practices, the Wall Street Journal said
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Federal prosecutors have asked the Securities and Exchange Commission for information gathered from an investigation of Merrill Lynch &amp; Co's  activities in mortgage securities, The Wall Street Journal reported on Friday.
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The chairman of the U.S. Securities and Exchange Commission said on Tuesday that there is opportunity to give mutual fund investors clearer information so that they know how much they are really paying in marketing, advertising and distribution fees.
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The U.S. Securities and Exchange  Commission on Tuesday proposed that stock markets disclose more  information about their operations, including executive pay and  regulatory programs.
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The SEC is looking into whether the financial-information provider failed to correct inaccurate data it published regarding a single mutual fund in a timely manner.