SunTrust: SEC Has Started Informal Probe
630406
SunTrust Banks Inc. STI.N on  Thursday said U.S. securities regulators have started an  informal inquiry into its decision to restate financial results  for the first half of this year.
345818
SunTrust Banks Inc., the No. 7 US bank, said the Securities and Exchange Commission started an informal inquiry into its announcement four days ago that the bank would restate profit for this year&#39;s first two quarters.
563207
Four big banks face a U.S. Securities  and Exchange Commission probe of their auction-rate bond  operations, a securities filing shows.
383844
The Securities and Exchange Commission has begun an investigation into investments by Marsh & McLennan's executives in partnerships set up by the company.
247688
The Securities and Exchange Commission began an informal inquiry into Taser International's statements about the safety of its electric guns.
379534
The U.S. Securities and Exchange  Commission is examining whether J.P. Morgan Chase & Co. should  have known that the Canary Capital Partners LLC hedge fund was  making improper trades, the Wall Street Journal reported on  Thursday.
84551
NEW YORK -- Marsh &amp; McLennan Cos., already under scrutiny from regulators, said it received a request for information from the Securities and Exchange Commission about its Trident private-equity funds.
186572
The Boston office of the Securities and Exchange Commission is conducting a &quot;mini-sweep&quot; of about two dozen mutual fund companies, to hunt for any improper trading by fund managers, traders, and other high-ranking insiders over the past three years, two SEC officials confirmed.
735060
By Ian Katz, South Florida Sun-Sentinel  Feb. 19--The buzz on Internet message boards started with a simple filing to the Securities and Exchange Commission.
422395
U.S. securities regulators have  launched an informal investigation into Taser International  Inc.  focusing on Taser's claims about the safety of its stun  guns and a distribution deal.
702517
The Securities and Exchange Commission is finding troubling indications that mutual-fund companies and other money managers paid retirement-plan consultants to be recommended to the consultants&#39; clients, people familiar with the probe told The Wall Street
435817
The US stock market regulator is investigating troubled insurance broker Marsh &amp; McLennan&#39;s shareholder transactions, the firm has said.
273090
U.S. regulators, led by the Securities  and Exchange Commission, are probing how financial firms priced  mortgage securities on their books and whether they should have  told investors earlier about the declining value of those  securities, The Wall Street Journal reported on Friday.
14472
The U.S. Justice Department is investigating possible antitrust violations at the Chicago Board Options Exchange and the American Stock Exchange, according to the National Association of Securities Dealers annual report.
639638
Krispy Kreme Doughnuts Inc. said the US Securities and Exchange Commission opened a formal investigation of the company&#39;s accounting practices.
300192
Marsh &amp; McLennan Companies, the world&#39;s largest insurance broker, said yesterday that the Securities and Exchange Commission had begun a formal investigation into investments by its executives
335536
The Securities and Exchange Commission has escalated its investigation of Krispy Kreme to a formal inquiry. The troubled doughnut company made the announcement, but didn&#39;t specify the reasons for the investigation.