SEC eyes action against AIG
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Dow component AIG says SEC staff may recommend action against it related to past transactions. NEW YORK (CNN/Money) - Insurer American International Group Inc.
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A federal grand jury is investigating  products sold by insurer American International Group Inc. that  companies might have used to make their earnings look better,  AIG said on Thursday.
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Wachovia Corp. said the U.S. Securities and Exchange Commission may recommend enforcement action against its Wachovia Securities brokerage unit for alleged improper mutual fund trading.
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Securities regulators told the mortgage giant Wednesday that they are considering civil charges for alleged manipulation of the company's reported earnings.
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U.S. regulators are looking into  whether Wall Street firms are providing insider information on  upcoming offerings, either on purpose or inadvertently, the  Wall Street Journal reported on Thursday.
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The world&#39;s largest insurer by market value is the target of a criminal investigation by the US Justice Department. American International (AIG) is accused of helping a banking client commit fraud and keep
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The US Securities and Exchange Commission is considering taking legal action against UBS AG for possible violations of securities laws relating to work performed for HealthSouth Corp.
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THREE senior officials running one of Americaâs junior stockmarkets could face civil charges relating to its options market, following a probe by US watchdog the Securities and Exchange Commission.
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The Securities and Exchange Commission may bring a civil action against the American International Group Inc. and a subsidiary for their role in helping PNC Financial Services Group Inc.
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The US Securities and Exchange Commission is preparing enforcement actions against the American, Philadelphia and National stock exchanges for failing to protect
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The U.S. Justice Department is investigating possible antitrust violations at the Chicago Board Options Exchange and the American Stock Exchange, according to the National Association of Securities Dealers annual report.
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U.S. blue-chip stocks nudged lower on  Monday, weighed by a drop in American International Group Inc.  AIG.N on regulatory concerns, but a 4 percent jump in Apple  Computer Inc. AAPL.O helped lift the Nasdaq.
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The blue chip Dow Jones average fell  to a 2-month low on Thursday as insurer American International  Group Inc. AIG.N was named in a lawsuit by New York Attorney  General Eliot Spitzer and General Motors Corp. GM.N reported  disappointing earnings.
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American International Group seemed headed for deeper trouble with watchdogs yesterday after saying it could be sued over allegedly false information in press releases.
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U.S. securities regulators may file  suit against Morningstar Inc., a provider of mutual fund and  stock research, over incorrect data it published about a mutual  fund, the company said on Friday.
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Four big banks face a U.S. Securities  and Exchange Commission probe of their auction-rate bond  operations, a securities filing shows.
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American International Group Inc , the world's largest insurer, on Monday said difficulties in valuing a credit derivatives portfolio had triggered auditor questions over its internal controls, sending its shares down more than 11 percent.