Quattrone barred from Wall Street
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NEW YORK The NASD on Monday said that it had permanently barred Frank Quattrone, the former star banker, from the securities industry for refusing to testify in an NASD investigation of his role in possible document destruction and obstruction of justice.
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Former high-flying investment banker Frank P. Quattrone is about to find out just how unlucky he is. Convicted in May, Quattrone, 48, is scheduled to be sentenced on Wednesday
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Former investment banker Frank Quattrone was sentenced on Wednesday to 18 months in prison, two months more than the harshest recommended penalty, for obstructing probes into suspected kickbacks involving some of the hottest stock offerings of the 1990s.
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NEW YORK, September 9 (New Ratings) - Frank Quattrone was sentenced to 18 months in prison yesterday for obstructing a federal investigation into the allocation of some of the most popular stocks during the technology boom.
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A contrarian investment strategy known  as "Dogs of the Dow" has been a laggard this year, pulled down  by Citigroup Inc
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The New York Stock Exchange on  Wednesday said it permanently barred a former Van der Moolen  Specialists USA VDMN.AS trader, the first individual to be  punished as part of a broader probe by regulators into NYSE  floor-trading abuses.
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The U.S. Securities and Exchange  Commission barred U.S. mutual funds on Wednesday from  channeling brokerage commissions toward Wall Street firms based  on their promotion of the funds' shares.
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Frank Quattrone, a former star investment banker who once earned &#36;120 million in a year, will be sentenced on Wednesday for obstructing a federal investigation into some of the most popular stock offerings of the 1990s.
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The New York Stock Exchange halted trading in Lear shares at 10:41 a.m. Trading did not resume.
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The NASD on Monday permanently barred  convicted former star technology banker Frank Quattrone from  the securities industry for refusing to testify about his  possible role in destroying documents and obstructing justice.
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The New York Stock Exchange was forced to halt trading in three stocks early on Thursday after erroneous orders from a broker were spotted by an NYSE specialist.
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Filmmaker Michael Moore said he was  barred from the New York Stock Exchange on Thursday for an  interview on his documentary on the U.S. health-care system, a  day after he was bumped from a national TV interview to make  way for Paris Hilton.
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The NASD on Monday permanently barred former star technology banker Frank Quattrone from the securities industry for refusing to testify about his possible role in destroying documents and obstructing justice.
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Frank Quattrone, the most prominent investment banker of the 1990s technology boom, was yesterday sentenced to 18 months in prison for obstructing an investigation into the allocation of hot stock offerings during the bull market.
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Former Credit Suisse First Boston banker Frank Quattrone asked a federal judge Tuesday to allow him to remain free while he appeals his conviction for obstructing justice.
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Frank Quattrone, a former star  investment banker who once earned $120 million in a year, will  be sentenced on Wednesday for obstructing a federal  investigation into some of the most popular stock offerings of  the 1990s.
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Frank Quattrone, the master dealmaker of the 1990s technology stock boom, faces a likely prison sentence Wednesday, four months after he was convicted of obstructing a federal investigation.