Charles Schwab fined $350,000
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Charles Schwab Corp. said Tuesday it has agreed to pay a fine of $350,000 related to the processing of certain mutual fund orders.
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Charles Schwab Corp., the biggest US discount brokerage, reported Friday a third-quarter net loss versus a year-earlier profit on charges from cost cutting and losses from discontinued operations.
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Charles Schwab Corp. , the largest U.S. discount brokerage, has halved the level of assets that clients need to avoid paying some fees.
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LONDON, September 1 (New Ratings) - UBS AG (UBR.FSE) has reportedly agreed to acquire Charles Schwab Corporationâs capital markets unit for $265 million in an all cash deal.
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At stake is $356 million fine imposed in July for noncompliance.
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Charles Schwab Corp. on Monday said its brokerage unit will cut its base online stock-trading fee to $19.95 from $29.95, starting Nov. 1. The price cut could reduce revenue by 2 percent for the next 12 months
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Charles Schwab Corp. SCH.N, the  largest U.S. discount brokerage, has halved the level of assets  that clients need to avoid paying some fees.
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Discount brokerage Charles Schwab Corp.  said on Monday its earnings could hit $1 billion this year, or almost $100 million ahead of its plan.
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A fine levied against Bear Stearns for failing to detect fraud in a hedge fund customer has struck fear in the heart of Wall Street.
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Federal regulators said on Tuesday three former employees of Invesco Funds Group Inc. agreed to pay &#36;340,000 in fines to settle charges that they had a role in allowing improper trading in Invesco mutual funds, leaving a settlement with the company to be hammered out.
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Investors find reasons for optimism for Charles Schwab.
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Discount brokerage Charles Schwab Corp.  said on Monday it is undertaking a $3.5 billion capital restructuring program following completion of the sale of U.S. Trust Corp., sending its shares up more than 7 percent.
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SAN FRANCISCO Brokerage firm Charles Schwab continues to be stuck in a financial slump, reporting a loss this morning of 41 (m) million dollars, or three cents a share for its third quarter.
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Bank of New York (BK:NYSE - news - research) reportedly faces a $24 million fine to avoid a criminal indictment for allegedly failing to report suspicious activity at one of its branches.
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Slumping stock broker Charles Schwab Corp. is cutting its online prices for all customers, hoping to lure back bargain-minded investors alienated by the higher fees the company has imposed in recent years.
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Three former employees at fund manager Amvescap yesterday agreed to pay penalties totalling $3.34m (Â£1.9m) to settle charges relating to the US mutual funds scandal.
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The Charles Schwab Corporation, the retail brokerage firm, said Wednesday that fourth-quarter profit fell 34 percent from the period a year ago, which included a tax gain and earnings from its U.S. Trust wealth management unit, which has since been sold.