Former Kidder Bond Trader Ordered to Pay $8.4 Million
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WASHINGTON, Sept. 11 (Dow Jones/AP) â A federal court in Manhattan has ordered a former Kidder Peabody bond trader, Orlando Joseph Jett, to hand over more than $8.4 million sought by the Securities and Exchange Commission.
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A federal judge sentences one of the largest U.S. software pirates to pay $5.4 million and forfeit homes, cars and a boat that he bought with proceeds from his scheme -- and spend 87 months in the hoosegow.
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Charles Schwab Corp. (SCH.N: Quote, Profile, Research) on Tuesday said it had agreed to pay a fine of $350,000 to settle SEC enforcement proceedings related to the processing of mutual fund orders.
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The former chief financial officer of Qwest Communications International Inc.  was ordered to pay a total of $577,052 to settle charges that she helped defraud investors of billions of dollars, the U.S. Securities and Exchange Commission said on Friday.
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Men&#39;s apparel seller Jos. A. Bank Clothiers Inc. has agreed to pay $475,000 to settle an investigation by New York Attorney General Eliot L. Spitzer, who accused the company of using deceptive
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HARTFORD, July 23  â The Hartford Financial Services Group paid $115 million to settle accusations that it allowed illegal trading in some mutual funds, the company and the Connecticut attorney general, Richard Blumenthal, announced on Monday.
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Federal regulators said on Tuesday three former employees of Invesco Funds Group Inc. agreed to pay &#36;340,000 in fines to settle charges that they had a role in allowing improper trading in Invesco mutual funds, leaving a settlement with the company to be hammered out.
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Long-Term Capital Management LP, whose failure in 1998 forced a bailout by Wall Street&#39;s biggest investment banks, has to pay $56 million in tax and penalties after a judge said the hedge fund claimed an improper deduction.
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LOS ANGELES - A former executive at mortgage lender Countrywide Financial Corp. was charged yesterday with insider trading after he sold stock before the company disclosed negative earning results three years ago, regulators said.
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ALEXANDRIA, Va.  - The former No. 2 weapons buyer  for the U.S. Air Force was sentenced on Friday to nine months  in prison for negotiating a $250,000 job with Boeing Co. while  still overseeing billions of dollars of its business with the  military.
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Former secretary sentenced to eight years over plot to sell secret formula.
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U.S. prosecutors charged a former Pakistani banker with securities fraud on Tuesday, saying he made nearly $8 million in illegal profits after getting insider information on pending merger deals from a former Credit Suisse investment banker.
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Brokerage Charles Schwab &amp; Co. has agreed to pay a &#36;350,000 civil fine to settle federal regulators' allegations that it illegally allowed certain customers to change mutual fund trade orders after the market's close.
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A former Montana gubernatorial candidate and investment adviser was sentenced Friday to 10 years in federal prison for his role in a Ponzi scheme authorities say bilked investors out of $6.8 million.
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A former Goldman Sachs Group Inc   analyst was sentenced to nearly five years in prison on  Thursday for leading an insider-trading ring that netted more  than $6 million in illegal profits.
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Charles Schwab Corp. said Tuesday it has agreed to pay a fine of $350,000 related to the processing of certain mutual fund orders.
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Investment banks Goldman Sachs Group  Inc. GS.N and Morgan Stanley MWD.N have agreed to pay about  $40 million each to settle U.S. Securities and Exchange  Commission allegations of misconduct in their handling of  initial public stock offerings, sources familiar with the  matter said on Tuesday.