S.E.C. Eases a Restriction on Stock Symbols
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The Securities and Exchange Commission approved a plan yesterday to allow companies listed on the New York Stock Exchange to retain their three-letter ticker symbols should they transfer to Nasdaq.
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A clear signal that your stock's run is done.
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By MARCY GORDON  WASHINGTON - The Securities and Exchange Commission on Thursday suspended trading in 35 companies whose shares were touted in e-mail spam campaigns.
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The Securities and Exchange Commission (SEC) will amend its rules on the qualification of independent directors to make it in line with global standards.
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WASHINGTON -- Federal securities regulators are moving to ease some financial-control rules for thousands of smaller public companies at the same time they look to stiffen requirements for individuals to invest in fast-growing hedge funds.
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Artificially boosting demand for initial public stock offerings and ramping up related commissions would be restricted under rules proposed on Wednesday by the US Securities and Exchange Commission.
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NYSE Group , which operates the  New York Stock Exchange, has requested relief for one month  from compliance with certain securities regulations taking  effect on Monday.
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The new rules finally acknowledge a clear distinction between electronically stored information and other types of discoverable material. The rules allow for the potential exclusion of data from sources that are identified "as not reasonably accessible because of undue burden or cost."
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European companies would be allowed larger stakes in U.S. airlines under a tentative agreement reached yesterday between the United States and European Union. It also would give carriers more freedom to choose trans-Atlantic routes, potentially leading to lower fares.
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A sign that your stock's run is done.
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Proposed S.E.C. rules will allow foreign companies to raise money in the American capital market without having to comply with U.S. rules.
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US stock markets would have to disclose executive pay and provide details of their regulatory programs, under new rules proposed by the Securities and Exchange Commission on Tuesday.
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WASHINGTON - Federal regulators proposed yesterday to loosen restrictions on executives&#39; comments in the weeks before their company goes public in a stock sale.
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CHICAGO (CBS.MW) --Walt Disney is making some changes to the way its executives get, keep and benefit from the company&#39;s stock that includes cutting down the number of options in favor of restricted units and introducing performance-based vesting
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Federal regulators proposed Tuesday to loosen the &quot;quiet period&quot; rule, a Depression-era regulation meant to prevent companies poised to sell stock or bonds to the public from promoting the securities.
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U.S. Securities and Exchange Commission (SEC) reporting rules that govern listed companies are too much for Creative Technology, which has renewed plans to delist its shares from the Nasdaq stock exchange.
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Strict limits came in to force today to restrict the advertising of cigarettes and tobacco products in shops, pubs and clubs. This will ensure that the total advertising for all tobacco companies is no more