Baxter, Pilgrim to pay SEC $160 mln
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WASHINGTON (CBS.MW) -- The founders of Pilgrim, Baxter &amp; Associates will pay the Securities and Exchange Commission $160 million to settle charges of undisclosed market timing, the agency said Wednesday.
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The Boston investment firm Adams, Harkness Inc. will pay $575,000 to settle charges that it failed to disclose it was paid by investment banks to write research reports on the banks' underwriting clients, regulators said yesterday. Adams, Harkness also failed to preserve copies of internal e-mails as required by law, they said.
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The founders of the money management firm Pilgrim Baxter &amp; Associates agreed yesterday to each pay $80 million in a settlement that resolves a longstanding complaint that they improperly profited
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ING Group NV will sell its Atlanta-based life insurance business to Britain&#39;s Prudential PLC in a $256.8 million deal designed to realign the Dutch financial services giant&#39;s international operations.
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WASHINGTON, Sept. 11 (Dow Jones/AP) â A federal court in Manhattan has ordered a former Kidder Peabody bond trader, Orlando Joseph Jett, to hand over more than $8.4 million sought by the Securities and Exchange Commission.
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A subsidiary of insurance giant Prudential Financial Inc. agreed yesterday to pay $600 million in fines and restitution to avoid being prosecuted on charges that it helped favored customers make improper mutual fund trades.
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The Pimco mutual fund group, which on Monday settled federal charges of allowing rapid trading in stock funds, on Wednesday is expected to pay at least $15 million to settle a joint federal and state probe into revenue
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The founders of the PBHG mutual funds agreed to pay &#36;160 million in restitution and civil fines, and to accept a lifetime ban from the securities industry to resolve allegations they facilitated improper trading in the funds, regulators said on Wednesday.
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U.S. apartment owner Archstone-Smith Trust  will have to pay a $235 million break-up fee plus expenses to end a proposed deal to be acquired by affiliates of Lehman Brothers  and Tishman Speyer for a total of $22.2 billion, the company said in a regulatory filing on Friday.
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A stock brokerage firm and two mortgage companies have agree to pay a total of more than $420,000 to&#160;settle claims that they had unlicensed software&#160;on their computers, the Business Software Alliance (BSA) announced Tuesday.
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German computer chipmaker Infineon Technologies AG has agreed to plead guilty to price fixing and will pay a $160 million fine, the Justice Department announced Wednesday.
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The Jefferies Group, the brokerage firm, has agreed to pay about $9.7 million to settle charges that it gave $2 million worth of gifts, travel and entertainment to equity traders employed by Fidelity Investments to win business, the Securities and Exchange Commission said yesterday.
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Gary Pilgrim and Harold Baxter, co- founders of the money management firm Pilgrim Baxter &amp; Associates Ltd., agreed to pay record fines of $80 million each to settle regulators&#39; complaints
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TORONTO (CP) - Bank of Montreal and US subsidiary Harris Bank are paying $197.4 million for Indiana&#39;s 19-branch Mercantile Bank as they bolster their successful operations in the US Midwest.
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Computer chip supplier KLA-Tencor Corp. has agreed to pay $65 million to resolve a shareholder lawsuit triggered by the company's rampant mishandling of employee stock options.
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Baxter International Inc. on Thursday reported earnings from continuing operations of 42 cents a share, in line with analysts&#39; expectations.
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Deal to purchase the streaming-media tools developer is valued at nearly $160 million in cash and stock.