Ontario Regulator Warns CI Fund, AGF, IGM in Probe
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The Ontario Securities Commission warned four mutual fund firms including CI Fund Management Inc. and AGF Funds Inc. they may face enforcement action in a probe of improper trading in the C$475 billion ($368 billion) industry.
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Citigroup Inc. (CN: Quote, Profile, Research) on Friday said US securities regulators may recommend enforcement proceedings against the former head of Citigroup Global Investment Management.
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General Motors Corp.  said on Thursday that U.S. securities regulators were reviewing the automaker's accounting for foreign exchange and commodity derivatives and said a similar hedge-related probe into its former finance arm could force it to restate results again.
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TORONTO (CP) - Ontario's attorney general wants a provincial solution to vicious pit bull attacks by year's end and said Tuesday he's started informal consultations to find out what to do with the animals.
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Regulators are investigating share dealing by the chief executive of Scottish dairy firm Robert Wiseman Dairies.
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One of Canada's biggest cigarette firms seeks creditor protection after a C$1.4bn(US$1bn) tax claim over alleged smuggling.
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The Canadian Union of Public Employees is preparing for a showdown with the Ontario Government. CUPE was quick to react after Health Minister George Smitherman said Ontario hospitals should look for savings in their janitorial and clerical services.
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Securities regulators are opening up yet another front in their long-running investigation of the mutual fund industry, examining brokerage firms that allegedly gave mutual fund employees
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Financial regulators on Thursday asked prosecutors to investigate allegations that UFJ Holdings Inc.&#39;s banking unit illegally obstructed recent inspections by reporting misleading information about its nonperforming loans.
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The criminal probe follows months of informal review of the company by the Royal Canadian Mounted Police.
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Swiss reinsurer Converium has confirmed in a regulatory filing that it is facing a probe by the US Securities and Exchange Commission into possible insider trading of its stock ahead of a profit warning in July.
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The company said that federal regulators have intensified their inquiry into the company&#39;s business practices from an informal to a formal investigation, raising the possibility of embarrassing and expensive penalties down the line.
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TORONTO (CP) - There is a perception in international financial circles that Canadian markets are the &quot;Wild West&quot; and it hurts Canadian companies when they try to raise money abroad, Bank of Canada governor David Dodge said Thursday.
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U.S. financial authorities will likely take disciplinary action against Japan's Mitsubishi UFJ Financial Group (MUFG)  for slack monitoring of suspected money laundering, a source close to the matter said on Wednesday.
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Canada's antitrust watchdog obtained a  prohibition order against Sotheby's  international  auction house and its Canadian unit following a probe into  international price-fixing, the body said on Monday.
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Securities regulators are opening up yet another front in their long-running investigation of the mutual fund industry, examining brokerage firms that allegedly gave mutual fund employees lavish gifts in exchange for business, officials said yesterday.
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Insurance giant American International Group Inc. on Wednesday said its financial products unit is being investigated by the Department of Justice over possible violations of securities laws.