SEC may sue Dow Jones official
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The Securities and Exchange Commission reportedly plans to file civil charges against a Dow Jones &amp; Co. board member, David Li, over an insider trading probe linked to News Corp.'s bid for the media company.
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Dow Jones & Co. , which has been in talks on a takeover by News Corp. , will meet with supermarket magnate Ron Burkle as Dow Jones explores its options, according to a report in the online edition of the Wall Street Journal.
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Mortgage finance company Freddie Mac (FRE.N) on Wednesday said it may face civil action from the U.S. Securities and Exchange Commission for possible violations of securities laws.
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Apple Inc  Chief Executive  Steve Jobs has been asked by U.S. securities regulators to give  a deposition in a stock options backdating lawsuit against the  company's former general counsel, Bloomberg reported on  Thursday, citing two people familiar with the matter.
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Citigroup Inc., the world&#39;s largest bank, said the Securities and Exchange Commission may take enforcement action against Thomas Jones, the investment- management chief who is leaving the company.
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The Securities and Exchange Commission is preparing enforcement actions against three US stock exchanges -- and possibly the head of one of them -- over charges that in-house regulators failed to adequately enforce their own rules
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The family that controls Dow Jones & Co expects to decide by early next week if it wants to sell the company to Rupert Murdoch's News Corp for $5 billion, a source familiar with the matter said on Tuesday.
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The Securities and Exchange Commission is considering a civil action against American International Group Inc. and its AIG Financial Products Corp.
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American International Group Inc., one of the world&#39;s largest insurance firms, said Monday that the Securities and Exchange Commission may bring a civil action against the company for alleged violations of federal securities laws regarding
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The new owner of Dow Jones & Co. indicated that charges for full access to the Wall Street Journalâs Web site may even go up.
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General Electric Co.  and Pearson Plc  may challenge News Corp.'s $5 billion bid for Dow Jones & Co.  with a plan that could let Dow Jones's controlling Bancroft family keep an interest in the company, the Financial Times and The Wall Street Journal reported on their Web sites.
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The chief executive of Marsh & McLennan faces a showdown with investigators over accusations of bid-rigging.
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Christopher Bancroft, part of the family that controls Dow Jones , is trying to block a takeover by Rupert Murdoch's News Corp. , a source familiar with the situation said on Monday, confirming a story reported in the Wall Street Journal.
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THREE senior officials running one of Americaâs junior stockmarkets could face civil charges relating to its options market, following a probe by US watchdog the Securities and Exchange Commission.
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NEW YORK, Nov. 8 -- The Securities and Exchange Commission is investigating whether more than a dozen big brokerage firms failed to execute certain trades at the best possible prices for individual investors, sources familiar with the probe said.
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Applying public pressure to persuade Dow Jones & Co.'s  family owners to sell the media company to Rupert Murdoch may do more harm than good, one institutional shareholder said on Thursday.
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Ron Burkle is dipping into a possible challenge to Rupert Murdoch's bid for Dow Jones. It's not the first time the two titans have met.