U.S. charges 13 in insider trading
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Employees of some of Wall Street's top banks were among more than a dozen people charged on Thursday in what authorities called one of the most pervasive insider trading rings since the 1980s, accused of using leaked information and even blackmail to make millions of dollars.
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The chief executive of business software services company Smart Online Inc , his brother and four brokers were arrested on Tuesday and charged with participating in a scheme to pump up the company's stock, prosecutors said.
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The Securities and Exchange  Commission on Thursday filed fraud charges against hedge fund  manager Robert Berlacher and the Lancaster group of hedge  funds, alleging they engaged in an illegal trading scheme  involving at least 10 unregistered securities offerings.
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NEW YORK -- US government prosecutors filed charges in one of the biggest insider-trading cases on Wall Street since the 1980s, claiming employees at UBS AG , Morgan Stanley , and Bear Stearns Cos. profited from advance knowledge of mergers and stock picks.
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The U.S. Securities and Exchange Commission plans to file civil charges against Dow Jones & Co. Inc.  board member David Li over an insider trading probe linked to News Corp.'s  bid for the media company, the Wall Street Journal reported on Wednesday.
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NEW YORK, Sept. 25 -- A former hedge fund manager has been charged with criminal insider trading for allegedly profiting from confidential information she had received from Arlington investment firm Friedman Billings Ramsey Group Inc.
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The accused include a Morgan Stanley compliance official, a UBS research executive and traders for hedge funds and brokerage firms.
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Six New York men were arrested and   charged with fraud and conspiracy on Friday, accused of running   a foreign exchange scam that cheated more than 230 investors   out of as much as $7 million, government officials said.
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Regulators froze more than $5.3 million that they suspect may be profits from insider trading of TXU stock options.
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A New York stockbroker was indicted on  Thursday on securities fraud and other charges in connection  with New York Attorney General Eliot Spitzer's probe into late  trading in mutual funds, Spitzer said.
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The two lawyers are charged with having played important roles in a penny stock fraud that cost investors at least $160,000 in 2005.
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Fed cracking down on securities manipulation US authorities have charged three Indian nationals for an elaborate pump-and-dump scheme that used hijacked brokerage accounts to manipulate the prices of 14 securities including Sun Microsystems and put options for Google.â¦
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Barclays Bank  has agreed to  pay about $10.9 million to settle charges of illegal insider  trading in bond securities, the U.S. Securities and Exchange  Commission said on Wednesday.
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The SEC has charged two Texas men who allegedly hijacked computers to send spam and cheat investors out of more than $4.6 million.
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Sold trade secrets for $20, Feds allege
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HONG KONG/WASHINGTON  - Dow Jones & Co. Inc.  board member David Li, a prominent Hong Kong banker, may face civil charges in a U.S. Securities and Exchange Commission insider trading investigation linked to News Corp.'s  $5 billion bid for the U.S. media company.
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The U.S. Securities and  Exchange Commission plans to file civil charges against Dow  Jones & Co. Inc. board member David Li over an insider trading  investigation linked to News Corp.&#39;s $5 billion bid for the  media company, the Wall Street Journal reported.