SEC to Be Asked About Its Leanings
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WASHINGTON -- All five members of the Securities and Exchange Commission are being asked by Congress to defend the watchdog agency against accusations that it may be tilting toward business interests and away from investors.
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The Securities and Exchange  Commission may propose requiring credit rating agencies to  differentiate between corporate bonds and structured finance  products as well as make disclosures around past ratings, the  agency's chairman said on Friday.
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The chairman of the U.S. Securities  and Exchange Commission said on Tuesday that there is  opportunity to give mutual fund investors clearer information  so that they know how much they are really paying in marketing,  advertising and distribution fees.
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Text of Securities and Exchange Commission Chairman Christopher Cox's opening remarks to the Senate Banking Committee on Thursday, as provided by the SEC:
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WASHINGTON (CBS.MW) -- In a move aimed at fostering greater transparency, the Securities and Exchange Commission voted Tuesday to consider rules that would require exchanges like the NASD and New York Stock Exchange to provide the agency with more
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U.S. regulators, led by the Securities  and Exchange Commission, are probing how financial firms priced  mortgage securities on their books and whether they should have  told investors earlier about the declining value of those  securities, The Wall Street Journal reported on Friday.
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Securities regulators are reviewing whether investment banks' trades in shares of companies linked to M&A deals they were advising were based on coincidence or inside information, according to The Wall Street Journal on Monday.
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Manchester United is to ask the Takeover Panel to clarify the company&#39;s position regarding a potential takeover approach by US tycoon Malcolm Glazer.
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U.S. regulators are looking into  whether Wall Street firms are providing insider information on  upcoming offerings, either on purpose or inadvertently, the  Wall Street Journal reported on Thursday.
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The Securities and Exchange Board of India will examine the legal aspects of alleged insider and unfair trading practices in Reliance Industries&#39; scrip in the wake of RIL vice-chairman and managing director Anil Ambani&#39;s comments before the company&#39;s
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NEW YORK, December 23  - The Securities &amp; Exchange Commission (SEC) is currently conducting an investigation into investments by Marsh &amp; Mclennanâs (MMC.
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The first U.S. presidential debate this week and a load of data on consumer spending will settle some questions that have been hanging over U.S. stocks, and equity strategists, and traders say the decreased uncertainty could draw buyers back to the market.
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The treasury secretary questioned whether egulators had âstruck the right balance between investor protection and market competitiveness.â
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The U.S. Securities and Exchange  Commission will vote soon on new governance and disclosure  rules for the groups that oversee America's stock markets, SEC  Chairman William Donaldson said on Thursday.
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BEIJING, Aug.18 (Xinhuanet) -- The US Securities and Exchange Commission (SEC) may revise its rules on initial stock offerings to modernize 1930s-era guidelines, agency commissioners and staff said.
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Report: Regulators look for figures from Dow Jones, Gannett, Knight Ridder, New York Times, others. NEW YORK  - The Securities and Exchange Commission is seeking information from more than six newspaper
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Securities regulators are reviewing  whether investment banks' trades in shares of companies linked  to M&A deals they were advising were based on coincidence or  inside information, according to The Wall Street Journal on  Monday.