SEC details Bleidt's alleged scheme
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Bradford C. Bleidt, the investment adviser and radio entrepreneur accused of stealing as much as $20 million from clients over two decades, hid his activities from regulators by keeping two sets of books: one for investors whose funds were put into legitimate accounts, and a secret second set that kept track of money he stole from investors and put in ...
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The U.S. Securities and Exchange Commission said on Thursday that it had charged 38 traders in a multimillion-dollar scheme involving phony finder fees and illegal kickbacks in the "stock loan" industry.
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The SEC investigation into a scandal that rocked Wall Street last week is not over
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He said he kept two sets of books, stole from clients for two decades, and hid his activities from regulators. But Bradford C. Bleidt's purported multimillion-dollar scam would never have gotten off the ground if clients of Allocation Plus Asset Management Co. had followed two basic investment rules.
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Local broadcast business reporter Bonnie Kirchner Bleidt said she didn't know anything about the alleged 20-year investment scam by her husband, Bradford C. Bleidt, before she received Bleidt's taped confession last Thursday at her office at radio station WBIX-AM, which he owns.
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The Securities and Exchange Commission has started an investigation into newspaper circulation reporting after several publications acknowledged exaggerating their sales.
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In the four days since New York Attorney General Eliot L. Spitzer alleged that brokers and corporate insurance carriers were engaged in bid-rigging and secret payoffs
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NEW YORK, December 23  - The Securities &amp; Exchange Commission (SEC) is currently conducting an investigation into investments by Marsh &amp; Mclennanâs (MMC.
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The Securities and Exchange  Commission on Thursday filed fraud charges against hedge fund  manager Robert Berlacher and the Lancaster group of hedge  funds, alleging they engaged in an illegal trading scheme  involving at least 10 unregistered securities offerings.
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A new trading tactic that could tip takeover battles has emerged from the hedge fund industry, sparking outrage among some investors and corporate governance experts.
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The U.S. Securities and Exchange  Commission is investigating Dow Jones & Co. Inc. board member  David Li over an insider trading case linked to News Corp.&#39;s  bid for the Wall Street Journal publisher, Dow Jones reported  on Wednesday.
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HONG KONG/WASHINGTON  - The U.S. Securities and Exchange Commission plans to file civil charges against Dow Jones & Co. Inc.  board member David Li over an insider trading investigation linked to News Corp.'s  $5 billion bid for the media company, the Wall Street Journal reported.
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Wall Street is reportedly under investigation again for allegedly anti-competitive practices that regulators believe might put small investors at a disadvantage.
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NEW YORK, Aug 30 (IPS) - U.S. officials from the Securities and Exchange  Commission, the Justice Department and the Federal Bureau of  Investigation met with prosecutors in Munich this week regarding  the 1.3-billion-dollar bribe fund run by Siemens, the German  multinational technology company.
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Securities regulators are opening up yet another front in their long-running investigation of the mutual fund industry, examining brokerage firms that allegedly gave mutual fund employees
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Former owner Alex Langer is poised to resume operations of WBIX-AM this week amid signs the station is about to significantly cut back on its signature business news and information programs. Langer sold WBIX to accused embezzler Bradford Bleidt in 2002 for $10 million, but was still owed $7 million when Bleidt was arrested and charged this month with stealing ...
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The accused include a Morgan Stanley compliance official, a UBS research executive and traders for hedge funds and brokerage firms.