Settlement in Dow Jones Insider Trading Case
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David Li, a former Dow Jones board member, has agreed to pay an $8.1 million civil penalty to settle charges of insider trading related to News Corp.âs  buyout offer, the S.E.C. said.
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The S.E.C. said that I.B.M. had settled a case in which it had been accused of misleading investors.
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The U.S. Securities and Exchange Commission plans to file civil charges against Dow Jones & Co Inc  board member David Li over an insider trading probe linked to News Corp's  bid for the media company, the Wall Street Journal reported on Wednesday.
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Rupert Murdochâs News Corp. agreed in principle to purchase Dow Jones & Co., according to The Wall Street Journal.
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Wall Street brokerage house Lehman Brothers Holdings Inc. is close to reaching a deal to pay about $220 million to settle a class-action lawsuit alleging that it and other big brokerage firms participated in a scheme with Enron Corp.
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Dow Jones & Company tentatively agreed to be acquired by Rupert Murdochâs News Corporation on Monday.
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Brokerage Charles Schwab &amp; Co. has agreed to pay a &#36;350,000 civil fine to settle federal regulators' allegations that it illegally allowed certain customers to change mutual fund trade orders after the market's close.
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Rupert Murdoch's News Corp. has reached a tentative deal to buy Dow Jones & Co. Inc. for $5 billion, though its controlling Bancroft family remained divided on the deal, the Wall Street Journal reported.
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NEW YORK, September 14 (New Ratings) - Charles Schwab Corporation (SCH.NYS) has agreed to pay a fine of $350,000 to settle the enforcement proceedings by federal regulators in connection with the alleged illegal processing of some mutual fund trade
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The U.S. Securities and Exchange  Commission is investigating Dow Jones & Co. Inc.  board  member David Li over an insider trading case linked to News  Corp.&#39;s (NWSa.N) bid for the Wall Street Journal publisher, Dow  Jones reported on Wednesday.
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Company says its chief executive reached a settlement with the SEC over allegations of securities violations in the trading of SINA stock.
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A former chief financial officer of credit card issuer Capital One Financial Corp. agreed to pay more than $1.8 million to settle insider trading charges, the Securities and Exchange Commission said yesterday.
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A board member of US media giant Dow Jones may face civil action over breaches of securities laws.
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Edward Jones &amp; Co., a brokerage firm that caters to individual investors, agreed to pay $75 million to settle regulators&#39; allegations that it didn&#39;t disclose hidden marketing deals with mutual funds.
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General Electric Co. yesterday agreed to a settlement with the Securities and Exchange Commission, which accused the company of failing to provide shareholders with enough information about the retirement perks provided to former chief executive Jack Welch.
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The bid-rigging case against Marsh &amp; McLennan Cos. likely will be settled for at least $500 million, the Wall Street Journal reported Thursday.
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Dow Jones & Co.'s board and Rupert Murdoch's News Corp. have completed talks on a $5 billion buyout of Dow Jones and are expected to announce a deal next week, London's The Business weekly magazine reported on Friday.