Lawsuit disputes new rule on mutual funds
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The US Chamber of Commerce filed suit yesterday to overturn federal regulators&#39; controversial new rule that mutual funds have independent chairmen.
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The Securities and Exchange Commission yesterday ordered mutual funds to stop paying higher commissions to brokers who promote the companies&#39; funds.
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A month after federal regulators adopted sweeping new rules for mutual fund oversight, fund trustees remain concerned about their ability to serve as watchdogs over fund managers and others who handle investor money, a new survey shows.
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Investors are shunning stocks in favor of mutual funds.
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Efforts to settle the numerous class-action lawsuits filed against Putnam Investments, MFS Investment Management, and other mutual fund companies for their role in the market-timing scandals are moving at an uneven pace, and any deal that may be worked out is likely months away, principals involved in the case said.
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The US Chamber of Commerce filed suit Thursday against the Securities and Exchange Commission over the independent-chair rule for mutual fund boards.
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An investor lawsuit has been filed  against Merrill Lynch & Co Inc , contending that the  company issued false and misleading statements about its  exposure to risky mortgage investments, the plaintiffs' lawyers  said on Tuesday.
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NEW YORK --The mutual fund touted on the Web site sounded familiar, but a guaranteed annual return of 657 percent raised eyebrows at a watchdog group. Within days the bogus site had been yanked by federal authorities, who launched ...
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A New York state judge dismissed most of a lawsuit accusing H&R Block of charging excessive fees on individual retirement accounts.
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Resisting the temptations of the mutual-fund performance chase isn't as easy as it may look.
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SEC may take civil action against the bank&#39;s brokerage unit on improper mutual fund trading charges. NEW YORK  - Wachovia Corp.
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Merger fever and cooling concern about inflation lifted stocks, while a federal appeals court appeared to save big investment firms from having to defend against a huge class-action lawsuit.
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Mutual fund investors are right to wonder and worry about the costs they are paying to own their shares -- $37 billion went into funds with loads in 2006.
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Many investors are in a quandary over how to adjust their portfolios while waiting on the Fedâs next move.
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Some 93 million Americans own shares of mutual funds, but many of these people have only vague ideas of how they work. Here are some common questions and the answers to them.
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A federal appeals court ordered a lower court yesterday to reconsider whether a lawsuit against underwriters including Citigroup and Morgan Stanley can proceed as a class action.
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Mutual fund companies in Boston say they have strict prohibitions against employees getting the kind of wining and dining and luxe entertainment that government regulators are investigating at Fidelity Investments, but industry officials and attorneys in the field contend such extravagance is nonetheless common in the investment world.