Putnam to pay $40m to settle SEC probe
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Putnam Investments will pay $40 million to settle yet another regulatory probe, while corporate parent Marsh &amp; McLennan Cos. yesterday said it would cut 3,000 jobs in the fallout from the price-fixing and bid-rigging scandal enveloping its insurance brokerage unit.
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Three companies that manage and market Pimco stock mutual funds have agreed to pay a total $20.6 million to settle allegations that they failed to disclose their use of fund assets to pay brokerages for steering customers to the funds.
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Three companies that manage and market Pimco stock mutual funds have agreed to pay a total &#36;20.6 million to settle allegations that they failed to disclose their use of fund assets to pay brokerages for steering customers to the funds.
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KPMG LLP yesterday agreed to pay $10 million to settle Securities and Exchange Commission charges that the firm and four accountants engaged in improper professional conduct, leading to repeated
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Hewlett-Packard has settled a U.S. Securities and Exchange Commission investigation regardingÂ the resignation of Tom Perkins from its board.
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RS Investment Management agreed to pay &#36;30 million to settled allegations it allowed "excessive" market timing in its mutual funds, New York Attorney General Eliot Spitzer said Wednesday.
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David C. Drummond, Google Inc.'s top attorney, agreed yesterday to pay nearly $700,000 to settle allegations by the Securities and Exchange Commission that, in his former job at a New Hampshire technology training firm , he failed to keep proper accounting controls in place, officials said yesterday.
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Qwest Communications agrees to make a  $250m payment to settle charges stemming from an inquiry into an alleged securities fraud.
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San Francisco-based RS Investment Management agreed to pay $30 million to settle an allegation that it permitted &quot;excessive&quot; market timing in its mutual funds, New York Attorney General Eliot Spitzer said Wednesday.
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The PIMCO mutual fund group&#39;s adviser and two affiliates will pay $11.6 million to settle US Securities and Exchange Commission charges involving improper &quot;revenue-sharing&quot; payments to brokers, said a source familiar with the case
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Invesco Funds Group and affiliate AIM Advisors say they have agreed to pay $450 million (250 million pounds) to settle civil lawsuits over improper trading, the third biggest
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Deloitte & Touche LLP has agreed to pay $38.25 million to settle an investor lawsuit over alleged accounting improprieties at bankrupt auto parts maker Delphi Corp , plaintiffs' lawyers said on Thursday.
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Abercrombie &amp; Fitch Co., accused of favoring whites over minorities for promotion, agrees to pay $40-million. By Associated Press.
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Qwest Communications has agreed to pay $250 million to settle a Securities and Exchange Commission investigation into its accounting practices.
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ALBANY, NY RS Investment Management agreed to pay 30 (m) million dollars to settle allegations it allowed &quot;excessive&quot; market timing in its mutual funds.
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Financial-services giant Citigroup Inc. will pay $250,000 to settle allegations it used misleading sales material on hedge funds, the National Association of Securities Dealers announced Monday.
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Investment banks Goldman Sachs Group  Inc. GS.N and Morgan Stanley MWD.N have agreed to pay about  $40 million each to settle U.S. Securities and Exchange  Commission allegations of misconduct in their handling of  initial public stock offerings, sources familiar with the  matter said on Tuesday.