Ex-Columnist Calandra Settles SEC Charges
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A former columnist for CBS MarketWatch.com will pay more than $540,000 to settle charges he used his investment newsletter to make profits by promoting stock that he owned.
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Qwest Communications has agreed to pay $250 million to settle a wide-ranging fraud investigation by the Securities and Exchange Commission, The Associated Press has learned.
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LOS ANGELES -- The Walt Disney Co. settled a case Monday in which securities regulators alleged the firm failed to disclose that it employed relatives of board members and failed to disclose certain perks to a director.
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NEWARK, NJ -- Three companies have agreed to pay $50 million to settle charges they defrauded investors in Pimco Funds by not disclosing a market timing arrangement.
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Computer Associates International Inc.  on Wednesday said it would pay $225 million to settle federal  accounting fraud charges, as the government accused its former  chief executive of obstructing its investigation.
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Dow Jones & Co Inc  has agreed to settle an investor lawsuit that accused the company's directors of failing to properly evaluate News Corp's  takeover bid, it said in a U.S. regulatory filing this week.
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Deutsche Bank Securities Inc. has agreed to pay $87.5 million to settle allegations of conflict of interest between investment banking and research analysts, the California Department of Corporations announced Thursday.
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Enron Corp.'s former director of  investor relations has agreed to pay $1.49 million to settle  fraud charges related to the bankrupt energy company, U.S.  securities regulators said on Wednesday.
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The former chief financial officer of Qwest Communications International Inc.  was ordered to pay a total of $577,052 to settle charges that she helped defraud investors of billions of dollars, the U.S. Securities and Exchange Commission said on Friday.
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Enron Corp.'s (ENRNQ.PK) former director of investor relations has agreed to pay &#36;1.49 million to settle fraud charges related to the bankrupt energy company, U.S. securities regulators said on Wednesday.
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Hewlett-Packard settled cases with The New York Times Company and three BusinessWeek journalists after being caught spying on reporters in 2006.
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Company says its chief executive reached a settlement with the SEC over allegations of securities violations in the trading of SINA stock.
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Cingular, Priceline and Travelocity settled with New York state's attorney general over adware charges.
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Fremont Investment Advisors has agreed to pay $2.1 million in restitution and $2 million in civil penalties to end federal and state mutual fund timing cases, New York Attorney General Eliot Spitzer said yesterday.
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ALBANY, NY RS Investment Management agreed to pay 30 (m) million dollars to settle allegations it allowed &quot;excessive&quot; market timing in its mutual funds.
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Computer Associates International Inc. (CA) has reached a deal with the U.S. Department of Justice under which the company will pay compensation to shareholders and open its accounts to monitoring by an independent third party, in return for the DOJ deferring prosecution in its investigation of accounting fraud at the company, U.S. newspaper reports said Wednesday.
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Qwest Communications International Inc. has agreed to pay $250 million to settle financial and disclosure fraud charges, the US Securities and Exchange Commission said Thursday.