Furniture Retailer Otsuka Kagu Fined for Insider Trading
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By Kyodo News International, Tokyo  May 29--TOKYO -- The Financial Services Agency said Tuesday it ordered  furniture retailer Otsuka Kagu Ltd. the same day to pay a fine of 30.44  million yen for insider trading connected to purchases of its own shares.
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Former Dow Jones board member David  Li has agreed to pay a $8.1 million civil penalty to settle  charges of insider trading ahead of news of an unsolicited  buyout offer from News Corp that sent Dow Jones shares soaring,  the Securities and Exchange Commission said on Tuesday.
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Vivendi Universal and its former chief Jean-Marie Messier have each been fined 1 million euros ($1.35 million) for misleading financial information issued by the company when Messier was in charge, Messier&#39;s lawyer said Tuesday.
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A firm that used "high pressure sales tactics" to sell shares is fined Â£250,000 by the City watchdog.
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Brokerage Charles Schwab &amp; Co. has agreed to pay a &#36;350,000 civil fine to settle federal regulators' allegations that it illegally allowed certain customers to change mutual fund trade orders after the market's close.
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Mutual fund companies have felt the pain of fines since New York Attorney General Eliot Spitzer uncovered the trading scandal one year ago Friday. But investors have administered the harshest punishment.
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Sharemarket watchdog the Securities Commission has filed unprecedented insider trading action against high-profile former owners and executives of Tranz Rail.
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Former ImClone Systems Inc. IMCL.O  Chief Executive Sam Waksal has agreed to pay a $3 million civil  penalty to settle charges over the insider trading scandal that  also involved lifestyle entrepreneur Martha Stewart, U.S.  regulators said on Wednesday
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Yoshiaki Murakami is jailed for two years for insider trading connected with scandal-hit Livedoor.
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A UK insurance firm that recognized an unfolding fraud pattern but did next to nothing to protect its customers has been socked with a record fine by the British Financial Services Authority.
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Insurer fined Â£1.26m after failing to take reasonable care of policyholders' details
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A hedge fund manager who was among more than a dozen people accused of participating in an insider trading ring on Wall Street pleaded guilty on Tuesday to profiting from inside tips allegedly leaked by a former UBS Securities  executive.
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The U.S. Securities and Exchange Commission accused Graham   Lefford, a former butler at a summer home in South Hampton, New   York, of insider trading for buying shares of a company his   boss was in the process of acquiring.
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LOS ANGELES - A former executive at mortgage lender Countrywide Financial Corp. was charged yesterday with insider trading after he sold stock before the company disclosed negative earning results three years ago, regulators said.
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Regulators Monday fined a unit of Citigroup Inc., the nation&#39;s largest financial institution, $250,000 for using what they said was &quot;inappropriate&quot; sales material for hedge funds.
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Former ImClone Systems Inc. Chief  Executive Sam Waksal has agreed to pay a $3 million fine to  settle charges in the insider trading that put his friend,  style entrepreneur Martha Stewart, in prison last year, U.S.  regulators said on Wednesday
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Jean-Marie Messier, the disgraced former chief executive at media giant Vivendi Universal, was fined $1.35 million yesterday for misleading investors.