Ex-Citigroup Executives May Face SEC Charges
11354
Citigroup said today that federal regulators had warned the bank that an investigation of its asset management unit could result in an enforcement action against the executive who ran the division until this week.
722664
The staff of the U.S. Securities and Exchange Commission is considering recommending a civil injunction and/or administrative proceedings against Citigroup Asset Management, Citicorp Trust Bank, former asset management unit Chief Executive Thomas Jones and three other people, Citigroup  said on Friday.
173708
US regulators are set to investigate possible violations of the Sarbanes-Oxley legislation on accounting and corporate governance by Fannie Mae&#39;s former senior management.
548068
German prosecutors said Tuesday they received a complaint from regulators against six Citigroup Inc. employees and were considering whether to launch a formal investigation into suspicions of market manipulation.
609319
10/20/04- Citigroup reportedly has fired 3 senior executives in connection with a scandal involving its private banking operations in Japan.
347199
It&#39;s been a rough week for global financial services company Citigroup Inc., but analysts say that while its image may be slightly tarnished, any lingering effects from the overseas controversies will be short-lived.
219804
Citigroup Inc. is under investigation by German financial regulators for possibly manipulating euro-zone bond markets, the government said Wednesday.
685459
DENVER -- The Wall Street Journal is reporting that Qwest Communications&#39; former chief executive could soon face civil charges for his alleged role in an accounting scandal at the company.
320796
TORONTO -- The U.S. Securities and Exchange Commission on Monday filed civil fraud charges against a former CEO and three other former top executives of Canadian telecom equipment maker Nortel Networks Corp.
27451
NEW YORK -- The Securities and Exchange Commission is considering recommending charges against a Citigroup executive whose departure was announced this week, the financial-services giant said Friday.
131389
Two former top executives of Computer Associates International were indicted in Brooklyn on charges of accounting fraud, the Justice Department said today.
740205
Citigroup Inc. on Friday said US securities regulators are thinking of recommending enforcement proceedings against the former head of Citigroup Global Investment Management.
679687
Citigroup was sued this week by a group of institutional investors that contend the bank defrauded them in selling $2.4 billion of notes linked to the creditworthiness of the Enron Corporation.
485175
Citigroup Inc , Merrill Lynch & Co  and JPMorgan Chase & Co  may face larger fourth-quarter debt write-offs than previously expected, and Citigroup may have to slash its dividend 40 percent to preserve capital, according to a Goldman Sachs & Co analyst.
148667
Citigroup Inc., the financial services giant, said yesterday that it was removing three senior executives in the wake of a banking scandal in Japan.
435692
Citigroup Inc. C.N faces a lawsuit  from angry investors who allege they were defrauded in a  "massive scheme of deception" when they bought securities tied  to the credit-worthiness of bankrupt energy trader Enron Corp.  ENRNQ.PK
291129
Citigroup is facing fresh legal action related to its role as an adviser to Enron, with investors claiming they were duped by a &quot;massive scheme of deception&quot; when they bought securities tied to the credit-worthiness of the bankrupt energy firm.