Citigroup&#39;s Peterson Tells Japan Lawmakers He&#39;ll Fix Breaches
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Citigroup Inc.&#39;s top Japan executive Douglas Peterson told lawmakers he will improve employee training to help fix compliance breaches that cost the company its private banking license in the country.
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TOKYO  - A Japanese securities market overseer recommended Friday that U.S. bond trading firm Cantor Fitzgerald Securities be disciplined for illegally using its own accounts to absorb trades ordered by clients.
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By Kyodo News International, Tokyo  Jan. 31--TOKYO -- The government's Financial Services Agency issued a  business practice improvement order Wednesday to Mitsubishi UFJ Securities Co.  over the brokerage's violation of the Securities and Exchange Law.
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Citigroup Inc. (CN: Quote, Profile, Research) on Friday said US securities regulators are thinking of recommending enforcement proceedings against the former head of Citigroup Global Investment Management.
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In one of the severest penalties ever imposed on a bank in Japan, regulators ordered Citigroup to close its Japanese private banking operations because of serious violations of the country&#39;s banking laws.
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Citigroup's top Japanese executive faces tough questioning over a scandal that caused the closure of the firm's private bank in Japan.
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Japan said on Wednesday that its ties with Washington would not be shaken by a U.S. Congressional move to seek an apology for forcing women to serve as sex slaves during World War Two.
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Japan has warned leaders of the House of Representatives that serious, long-term damage to Japanese-U.S. relations is likely if the House passes a resolution demanding an official apology from Japan for its wartime policy of forcing women to become sex slaves for Japanese soldiers.
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A Bank of Japan policy maker tried to soothe investors' nerves on Thursday, saying some market moves had been overdone, amid a new bout of tightness in short-term credit markets due to banks' growing risk aversion.
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Citigroup Inc., the world&#39;s largest bank, said the US Securities and Exchange Commission may take enforcement action against Thomas Jones, the head of the company&#39;s investment-management unit.
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Japan said China apologized on Tuesday  for the intrusion by one of its submarines into Japanese waters  last week in a gesture that defuses a dispute and may open the  way for a bilateral summit this weekend.
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Citigroup&#39;s top executive in Japan endured unprecedented questioning by lawmakers on Tuesday over a scandal at the firm&#39;s private bank in the country, the latest turn in a high-profile case that has embarrassed the world&#39;s biggest
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Japan said China apologized on Tuesday for the intrusion by one of its submarines into Japanese waters last week in a gesture that defuses a dispute and may open the way for a bilateral summit this weekend.
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Japan's Prime Minister Yasuo Fukuda pledged Tokyo-led initiatives on climate change and economic development in the near future in a comment piece in the Financial Times on Friday.
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South Korea&#39;s markets watchdog has said it is to inspect Citigroup&#39;s local operations, days after regulators censured the bank&#39;s Japanese business.
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Japanese Prime Minister Yasuo Fukuda's efforts to pass a bill to extend a naval mission supporting U.S.-led military operations in Afghanistan hit another snag on Monday after revelations of fresh scandals involving the defense ministry.
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Citigroup  plans to list its shares in Tokyo and boost the number of its branches in Japan by 40 percent as the U.S. financial group looks to move beyond a niche role in the world's second-largest economy.