SEC to Propose Tighter Exchange Governance
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(Associated Press) The Securities and Exchange Commission will propose soon a plan to tighten governance at the nation&#39;s stock exchanges to ensure they are serving the public interest, SEC Chairman William Donaldson said Friday.
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WASHINGTON: Companies selling stock to the American public would be allowed to talk much more freely about it, and even advertise, under a proposal given preliminary approval on Tuesday by federal regulators.
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The S.E.C. plans to make it easier for foreign companies to withdraw their securities from U.S. markets, so long as those securities primarily trade overseas.
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WASHINGTON - Federal regulators on Tuesday proposed a plan to strengthen governance at the nation&#39;s stock exchanges and move them toward separating their self-policing function from their business operations to ensure that they serve investors&#39; interest.
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The US Securities and Exchange Commission is preparing enforcement actions against the American, Philadelphia and National stock exchanges for failing to protect
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U.S. stock markets would have to  disclose executive pay and provide details of their regulatory  programs, under new rules proposed by the Securities and  Exchange Commission on Tuesday.
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If the S.E.C. continues to require shares be borrowed before they can be shorted, then an effort to make the stock loan market more transparent makes sense.
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WASHINGTON - The Securities and Exchange Commission staff may propose expanding disclosure rules on executive pay to cover lower-paid executives including general counsels, a commission official said.
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The US Securities and Exchange Commission pushed ahead on Wednesday with reforms of the $7.5-trillion mutual fund industry amid scandals that have shaken fund investors&#39; confidence.
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U.S. stock markets would have to disclose executive pay and provide details of their regulatory programs, under new rules proposed by the Securities and Exchange Commission on Tuesday.
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The Securities and Exchange Commission unanimously proposed rules yesterday that would require a majority of board members at the nation&#39;s stock exchanges to be independent
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WASHINGTON (CBS.MW) -- Members of the Securities and Exchange Commission will meet Wednesday morning to discuss proposed amendments to an agency rule that forbids manipulating the outcome of securities offerings.
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If you want to keep the right to influence your companies, let the SEC know.
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New rules aim to keep brokerages on the straight and narrow.
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Lawmakers on Tuesday urged the US Securities and Exchange Commission to move to reform the oversight of credit-rating agencies, with one suggesting its power
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The Securities and Exchange Commission may propose requiring credit rating agencies to differentiate between corporate bonds and structured finance products as well as make disclosures around past ratings, the agency's chairman said on Friday.
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Spurred to action by a wave of scandals that rolled through corporate America and the mutual fund industry, the Securities and Exchange Commission could slow its aggressive rulemaking pace in coming months as internal dissension and outside pressures intensify.