SEC role in hedge fund case scrutinized
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WASHINGTON -- Four enforcement officials at the Securities and Exchange Commission rejected allegations by a former agency attorney of political interference in an insider-trading investigation of Wall Street executive John Mack and a major hedge fund.
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The Securities and Exchange Commission may bring a civil action against the American International Group Inc. and a subsidiary for their role in helping PNC Financial Services Group Inc.
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The Securities and Exchange Commission adopted a rule to protect investors from hedge fund advisers who make false or misleading statements.
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The Securities and Exchange Commission is finding troubling indications that mutual-fund companies and other money managers paid retirement-plan consultants to be recommended to the consultants&#39; clients, people familiar with the probe told The Wall Street
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After last week&#39;s settlement with San Francisco investment adviser Garrett Van Wagoner, you have to wonder how serious the Securities and Exchange Commission is about protecting mutual fund shareholders.
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The U.S. Securities and Exchange Commission is investigating Dow Jones & Co. Inc.  board member David Li over an insider trading case linked to News Corp.'s  bid for the Wall Street Journal publisher, Dow Jones reported on Wednesday.
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Investors in two struggling Bear  Stearns Cos.  hedge funds that made bad bets on risky  mortgages will almost surely file lawsuits in hopes of  recouping losses, but legal experts say they could have a tough  time proving their case.
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GREENWICH, Connecticut  - The U.S. Securities and Exchange Commission is conducting more than 30 investigations into potential hedge fund manager misconduct in the northeast United States alone, with more in other parts of the country, officials said on Wednesday.
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DAVOS, Switzerland  - U.S. financial regulators  need to be ready in case of a crisis in the hedge fund industry  and will amend rules if necessary, the head of the Securities  and Exchange Commission said on Saturday.
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U.S. tax authorities are seeking  information from two U.S. banks to determine whether complex  derivatives trades they undertook for clients, including hedge  funds, were designed primarily to avoid taxes, the Wall Street  Journal reported in its online edition on Thursday.
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With hedge funds lining up to go public, money managers and the media are questioning whether there might be a hedge fund bubble.
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WASHINGTON -- A U S presidential panel said the current system of hedge fund regulation is "working well" and market discipline remains the best way to protect investors and guard against risks to the financial system.
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Some aggrieved investors are turning  to lawyers to pursue possible legal claims stemming from losses  at two Bear Stearns Cos.  hedge funds that were  virtually wiped out from large, illiquid bets on risky  mortgages.
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The Securities and Exchange Commission has adopted rules ensuring that it can sue hedge funds for misleading investors.
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The Securities and Exchange Commission on Thursday filed fraud charges against hedge fund manager Robert Berlacher and the Lancaster group of hedge funds, alleging they engaged in an illegal trading scheme involving at least 10 unregistered securities offerings.
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A hedge fund thinks Enzon's shares are undervalued, and here's why.
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NASD, which is the regulatory arm of the Nasdaq stock market, and the Securities and Exchange Commission are investigating about two dozen firms, including brokerage firms and mutual fund companies, to determine whether brokers handed out expensive gifts