Brocade pays $7M to settle with SEC
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Brocade Communications Systems has agreed to pay a $7 million penalty to settle charges of stock-option backdating fraud.
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A former sales chief at CA Inc. has agreed to pay $29.7 million in restitution after pleading guilty last year to criminal charges.
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As part of the deal, Deutsche Bank will pay $7.5 million for allegedly failing to turn over e-mails promptly during the regulators&#39; investigation.
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Fannie Mae yesterday agreed to pay the government $7.5 million to settle a case in which the Justice Department alleged that the giant housing-finance company knowingly accepted proceeds of a mortgage scam.
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Two former fund managers for Putnam Investments of Boston agreed to pay a total of $1.5 million to settle allegations they inappropriately traded mutual fund shares and potentially harmed other fund investors, federal and state regulators said yesterday.
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Computer Associates International, Inc. said yesterday that it would pay $225 million to settle investigations by the Department of Justice and the Securities and Exchange Commission.
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Brocade Communications Systems  Inc's  former chief was sentenced on Wednesday to 21  months in prison for backdating stock-option grants in a  scandal that has ensnared scores of U.S. companies and led to  billions of dollars of restatements.
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RS Investments, a $6.7 billion money manager based in San Francisco, said Wednesday it had settled US and state allegations of improper trading by agreeing to pay $30 million in fines and reduced management fees.
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Seven regional brokerage firms have been fined a total $3.65 million by federal regulators for allegedly failing to disclose that they received payments for issuing research on certain companies, in a settlement announced Wednesday.
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The $10.7 billion merger was approved despite the doubts of Alcatel investors over the financial health of their new American partner.
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The Securities and Exchange Commission approved settlements with Brocade Communications Systems Inc. and Hewlett-Packard Co.'s Mercury Interactive Corp. , the first companies to be fined since the government's crackdown on illegal stock options backdating began more than a year ago.
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French bank Societe Generale described Sunday how one of its traders allegedly carried out a $7.2 billion (&#8364;4.9 billion) fraud, how the loss came to light and what it is doing to ensure such a case does not recur.
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Don't mention the stock Brocade and Mercury Interactive have coughed up $35m between them to settle charges they deliberately flouted SEC rules by falsifying dates of stock option grants.â¦
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Investigators were expected to question the trader in connection with a $7.2 billion loss at SociÃ©tÃ© GÃ©nÃ©rale.
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The founders of the money management firm Pilgrim Baxter &amp; Associates agreed yesterday to each pay $80 million in a settlement that resolves a longstanding complaint that they improperly profited
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Brokerage Jefferies &amp; Co. Inc. is paying some $9.7 million to settle regulators' charges that it illegally lavished nearly $2 million in golf trips, entertainment and other gifts on Fidelity mutual fund traders in exchange for their trading business.
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MF Global agreed to pay more than $77 million to settle federal charges it had failed to watch over a hedge fund charged with fraud.