GE bank fined for sales breaches
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GE Capital Bank is fined Â£610,000  after treating customers unfairly while selling payment protection insurance, a watchdog says.
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Fleming Companies, which recently emerged from bankruptcy, wasn&#39;t fined, but suppliers named in the lawsuit were fines as mush as $400,000 to settle the matter.
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Capital One is fined Â£175,000 by the market watchdog for payment protection insurance sales failings.
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A computer tape containing personal data of 650,000 customers of about 230 retailers including J.C. Penney is missing, credit card issuer GE Money said on Friday.
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Banking giant Citigroup has been fined 1.1 million dollars after dozens of its brokers gained waivers on mutual fund sales charges by falsely claiming their customers were disabled, the NASD securities regulator said.
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Insurance firm Norwich Union is fined Â£1.26m for exposing some of its customers to identity fraud
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Confectionery giant fined following outbreak in which 42 people fell ill.
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A Belfast car dealership which charged a customer for work it failed to carry out is fined Â£2,000.
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WASHINGTON -- Twenty-nine investment firms, including some of Wall Street&#39;s biggest names, have been fined a total $9.2 million by securities regulators who said they were late in reporting disciplinary history and other data about their brokers.
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Insurance firm Norwich Union is fined Â£1.26m after customers lost Â£3.3m through identity fraud.
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A UK insurance firm that recognized an unfolding fraud pattern but did next to nothing to protect its customers has been socked with a record fine by the British Financial Services Authority.
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The risks in GE's financial services operations are worrisome.
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Industry regulators fined Citigroup Global Markets Inc. $250,000 for disseminating inappropriate sales literature about its hedge funds.
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General Electric Co. violated the law by failing to fully disclose to investors substantial perks paid to its retired chief executive Jack Welch, the Securities and Exchange Commission announced Thursday.
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NASD on Monday said it fined Morgan Stanley (MWD.N: Quote, Profile, Research) $100,000 for failing to tell municipal bond investors that their bond holdings could be called before the maturity date, which could result in
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US life insurer Prudential Financial has been ordered to pay a 600 million dollar fine by the government after some of its brokers engaged in fraudulent trading of mutual fund shares, prosecutors said.
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A Massachusetts securities regulator Monday said he fined two entities of Franklin Templeton $5 million for allowing an investor to conduct improper mutual fund trades.