US charges 13 with insider trades
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NEW YORK -- US government prosecutors filed charges in one of the biggest insider-trading cases on Wall Street since the 1980s, claiming employees at UBS AG , Morgan Stanley , and Bear Stearns Cos. profited from advance knowledge of mergers and stock picks.
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NEW YORK (Dow Jones/AP) _ At least four New York Stock Exchange traders were fired or suspended this week as federal and exchange regulators prepare to bring charges against them for allegedly
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Il contratto su Dow Jones sale di 13 punti base
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Securities and Exchange Commission staff will recommend that the agency not pursue insider trading charges against $7 billion hedge fund Pequot Capital Management Inc., its management team, and former chairman John J. Mack, according to a letter sent to the fund's investors yesterday and three...
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Federal authorities plan to file criminal and civil charges as early as today against one or more UBS employees for providing traders with advance notice of stock-rating adjustments in exchange for cash payments, according to sources familiar with the case.
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Time Warner will be paying $210 million as part of a settlement for securities fraud charges leveled by the US Department of Justice.
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An arrest warrant was issued for 13 people in a case of mistaken arrest that highlights the agencyâs policy of secret transfers of terrorism suspects.
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The Securities and Exchange Commission on Thursday filed fraud charges against hedge fund manager Robert Berlacher and the Lancaster group of hedge funds, alleging they engaged in an illegal trading scheme involving at least 10 unregistered securities offerings.
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The Securities and Exchange  Commission said on Thursday it charged a total of 38 traders in  a multi-million dollar scheme that involved phony finder fees  and illegal kickbacks in the &quot;stock loan&quot; industry.
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Separate actions target penny stock promoters and hackers who allegedly broke into stock trading accounts.
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NEW YORK, Nov. 8 -- The Securities and Exchange Commission is investigating whether more than a dozen big brokerage firms failed to execute certain trades at the best possible prices for individual investors, sources familiar with the probe said.
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In a strange anomaly to American securities laws, it is not clear that someone who illegally obtained insider information has broken the law by trading on that information.
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Former Dow Jones board member David  Li has agreed to pay a $8.1 million civil penalty to settle  charges of insider trading ahead of news of an unsolicited  buyout offer from News Corp that sent Dow Jones shares soaring,  the Securities and Exchange Commission said on Tuesday.
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The United States attorney's office in Manhattan is investigating individual traders on the floor of the New York Stock Exchange on suspicion of cheating customers through illegal trading practices.
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Fed cracking down on securities manipulation US authorities have charged three Indian nationals for an elaborate pump-and-dump scheme that used hijacked brokerage accounts to manipulate the prices of 14 securities including Sun Microsystems and put options for Google.â¦
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Eight Hewlett-Packard executives alleged to have been involved with insider trading.
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US prosecutors charge nine food suppliers with helping Dutch retailer Ahold inflate earnings by more than $1bn.