Wachovia to Pay $37 Million SEC Fine
232064
The Wachovia Corporation agreed to pay a $37 million civil fine Thursday to settle federal regulators&#39; accusations that the company violated disclosure rules
334291
British energy giant BP has agreed to pay 373 million dollars in fines and restitution to settle several US government investigations, officials said Thursday.
374963
BP  unit BP Exploration  (Alaska) Inc has agreed to pay $379 million to settle a dispute  over outstanding corporate income taxes charged between the  years 2000 and 2002, Gov. Sarah Palin said on Monday.
341056
Citgo Petroleum Corp. will pay a  $3.6 million fine in a settlement with the U.S. Justice  Department and also spend $320 million to cut air pollution  from six of its refineries, the government said on Wednesday.
669377
Former Republican presidential candidate Gary Bauer's campaign has agreed to pay a &#36;31,000 fine to settle a campaign finance case.
757069
Media giant Time Warner Inc. TWX.N  will pay fines of $210 million under an agreement with the U.S.  government to be announced on Wednesday to settle charges that  its America Online unit inflated revenue, a Justice Department  official said.
422447
Wachovia Corp.'s Boston mutual fund division, Evergreen Investment Management Co., agreed to pay $32.5 million to settle allegations it allowed shareholders to market-time in violation of prospectuses, the Securities and Exchange Commission said yesterday.
730953
Fidelity Investments will pay $3.75 million in fines for supervisory failures, including allowing traders to accept gifts like Super Bowl tickets and chartered flights, NASD, the brokerage industryâs main regulator, said yesterday.
165934
Oil major BP  on Thursday agreed to pay $373 million to settle U.S. charges stemming from a deadly Texas refinery explosion, an Alaska oil spill and allegations it manipulated the propane market.
587028
The DuPont Co. agreed to a settlement potentially worth more than $340 million Thursday to resolve allegations the chemical giant contaminated drinking water in West Virginia
302290
UBS AG  UBS Financial Services Inc has been censured and fined $370,000 in a settlement with the Financial Industry Regulatory Authority (FINRA) for making what the self-regulatory group said were hundreds of late disclosures about its brokers.
704204
CHARLOTTE, NC - Financial services firm Wachovia Corp. said Friday that third-quarter earnings increased as declining retail brokerage activity was offset by higher revenue in wealth management and investment banking segments.
385626
A San Francisco investment adviser for mutual funds will pay $30 million to settle charges that it secretly allowed favored clients to conduct frequent short-term trading, in violation of the funds&#39; rules and in exchange for extra fees, regulators said
442594
Securities regulators have ordered a division of Citigroup Inc. to pay a $275,000 fine plus restitution for allegedly recommending high-risk commodity futures funds to people who shouldn&#39;t have invested in them and failing to fully disclose the risks.
714970
Two big US brokers have agreed to pay fines of USD100m to the market&#39;s watchdog for hyping stock. They have agreed the fines with the Securities and Exchange Commission (SEC) for &quot;inappropriate analysis of stocks&quot;.
269004
BOSTON (CBS.MW) -- Franklin Resources has agreed to pay a $5 million fine in connection with charges that it allowed market timing in a fund that prohibited the practice in its prospectus.
202625
The FCC is expected to slap U.S. Hispanic network Univision with a record $24 million fine that will allow the broadcaster to proceed with a $12 billion private equity buyout, the New York Times reported on Saturday.