SEC probes SocGen director's sales
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The Securities and Exchange Commission is examining stock sales by an American board member of Societe Generale, The Wall Street Journal reported Monday.
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Securities regulators are probing  several brokerage firms dealing with collateralized mortgage  obligations, the Wall Street Journal reported on Friday.
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U.S. government prosecutors are  investigating whether Swiss banking giant UBS misled investors  by reporting inflated prices of mortgage-backed securities it  held despite knowing those valuations had eroded, the Wall  Street Journal said on Saturday.
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Bisys Group Inc. said Monday that the Securities and Exchange Commission is investigating its fund services unit over certain expense payments.
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Authorities are investigating stock sales and accounting errors at the New Century Financial Corporation, which specializes in subprime lending.
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Four big banks face a U.S. Securities  and Exchange Commission probe of their auction-rate bond  operations, a securities filing shows.
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Regulators are investigating whether several current and former employees at Merrill Lynch & Co Inc  improperly placed trades for the brokerage house's own account ahead of client orders, The Wall Street Journal reported on Monday.
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Business & money: Â· Doubt cast on SocGen claim of single perpetratorÂ· Employee of financial services firm is held
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US regulators launch an inquiry into whether Wall Street's top brokers adopted trading practices which left clients out of pocket.
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French bank Societe Generale faced tough questions on Friday over how it failed to spot the biggest dealing scandal in history in which a lone trader triggered a $7 billion loss under the noses of top executives.
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The junior trader blamed for causing a $7 billion loss at French bank Societe Generale faced a second day of questioning on Sunday by finance police, who said he was cooperating with their inquiry.
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Securities regulators are examining whether brokerage firms lavished golf outings, Super Bowl tickets and other gifts on mutual fund advisers to get them to bring their trading business to the firms.
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Societe Generale said Sunday that a rogue trader suspected of incurring massive losses at the French bank held positions worth about 50 billion euros (73 billion dollars) when he was uncovered.
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The Securities and Exchange Commission is investigating the investment research firm Morningstar Inc. for failing to properly correct inaccurate data it published about a mutual fund, the company disclosed Friday.
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Jefferies Group Inc. , a New York-based brokerage, is under investigation by the US Securities and Exchange Commission as part of a probe into whether brokers doled out gifts to mutual fund executives to win trading business, people familiar with the matter said.
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France's financial market regulator said Tuesday that it has opened an investigation into French bank Societe Generale, which announced last week that the actions of a rogue trader caused it nearly euro5 billion (US$7 billion) in losses.
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WASHINGTON - The Securities and Exchange Commission is examining stock sales of the chief executive of Countrywide Financial Corp. , the nation's largest mortgage lender, a person familiar with the matter said yesterday.