SAN JOSE, Calif. - In a Filing With the Securities... [Derived Headline]
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SAN JOSE, Calif. - In a filing with the Securities and Exchange Commission, Apple Computer said Friday it will delay its annual 10- K financial report by more than two weeks while it reviews the findings of its investigation into stock option grants.
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Thomson Financial, a unit of financial information provider Thomson Corp., said it received a subpoena from the US Securities and Exchange Commission for documents related to its capital markets intelligence business.
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By Scott Marshall, Contra Costa Times, Walnut Creek, Calif.  Sep.
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Federal prosecutors have asked the Securities and Exchange Commission for information gathered from an investigation of Merrill Lynch &amp; Co's  activities in mortgage securities, The Wall Street Journal reported on Friday.
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Swiss reinsurer Converium has confirmed in a regulatory filing that it is facing a probe by the US Securities and Exchange Commission into possible insider trading of its stock ahead of a profit warning in July.
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A ground-breaking case filed by the Securities Commission at the High Court in Wellington yesterday identifies five crucial areas of Tranz Rail inside information that six defendants allegedly traded on.
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By Therese Poletti, San Jose Mercury News, Calif.  SJ-0523-Hewlett-Packard-settles-with-SEC   Hewlett-Packard settles with SEC   Therese Poletti  San Jose  Mercury News, Calif.
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MOUNTAIN VIEW, California  - Google Inc.  disclosed in its 2006 annual report on Thursday that the U.S. Securities and Exchange Commission nearly a year ago had called into question how it accounted for income taxes.
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The San Francisco police's first answer was found in a court document.
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The SEC is looking into whether the financial-information provider failed to correct inaccurate data it published regarding a single mutual fund in a timely manner.
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Thomson Financial, a unit of financial information provider Thomson Corp., said it received a subpoena from the Securities and Exchange Commission for documents related to its capital markets business.
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By John Simerman, Contra Costa Times, Walnut Creek, Calif.  Sep.
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Apple Inc. CEO Steve Jobs has been subpoenaed by the U.S. Securities and Exchange Commission to give a deposition in a stock-options backdating case against Apple's former general counsel, a person familiar with the case told The Associated Press Thursday.
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Conrad W. Hewitt, chief accountant of the Securities and Exchange Commission, sought yesterday to clarify the proper accounting for backdated options, reserving the harshest accounting for companies that followed a practice of reducing the exercise price after options were issued.
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Make way for a flood of additional Securities and Exchange Commission filings. That's the message from observers who expect new SEC rules taking effect Monday to more than double the number of regulatory filings known as Form 8-Ks.
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By Ryan Blitstein, San Jose Mercury News, Calif.  SJ-0524-AMD-subpoenas-Intel-s-lawyers   AMD subpoenas Intel's lawyers   Ryan Blitstein  San Jose Mercury  News, Calif.
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Apple Computer Inc. , which  is undergoing an independent investigation into its historical  stock option practices, filed with the U.S. Securities and  Exchange Commission on Friday to delay its 10-K annual report  filing.