Ex-Citigroup Executives May Face S.E.C. Charges
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Citigroup said that federal regulators had warned the bank that an investigation of its asset management unit could result in an enforcement action.
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The S.E.C. is looking at whether unwinding financing vehicles like conduits could strain the balance sheets of major investment banks.
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NEW YORK -- Citigroup Inc.. the financial services giant, confirmed on Wednesday that it was removing three senior executives in the wake of a banking scandal in Japan.
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The defendants include former and current employees at major Wall Street firms such as Morgan Stanley and Oppenheimer.
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Securities regulators have ordered a division of Citigroup Inc. to pay a $275,000 fine plus restitution for allegedly recommending high-risk commodity futures funds to people who shouldn&#39;t have invested in them and failing to fully disclose the risks.
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The recent woes of Citigroup  have encouraged some investment bankers to talk up the chances that the biggest U.S. bank might feel pressure to buy a major U.S. rival, with Wells Fargo & Co.  and even Goldman Sachs Group  touted as potential merger partners.
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Citigroup&#39;s head of global capital markets, Thomas Maheras, sent a memo to employees apologising for a series of bond transactions last month which are now the subject of an investigation by the UK Financial Services Authority.
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Employees of some of Wall Street's top  banks were among more than a dozen people charged on Thursday  in what authorities called one of the most pervasive insider  trading rings since the 1980s, accused of using leaked  information and even blackmail to make millions of dollars.
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NEW YORK (CBS.MW) -- The Securities and Exchange Commission is considering charging American International Group for violating federal securities laws, the insurer said Tuesday.
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The recent woes of Citigroup   have encouraged some investment bankers to talk up the chances  that the biggest U.S. bank might feel pressure to buy a major  U.S. rival, with Wells Fargo & Co.  and even Goldman  Sachs Group  touted as potential merger partners.
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Citigroup (C) faces a lawsuit from angry investors who say they were defrauded in a &quot;massive scheme of deception&quot; when they bought securities tied to the credit-worthiness of bankrupt energy trader Enron (ENRNQ).
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Citigroup, the world&#39;s biggest bond broking firm, could face disciplinary action from the Financial Services Authority following an unprecedented £7bn trade in European government bonds this month.
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HARTFORD, Conn., Jan. 7 -- The former chairman and chief executive of the world's largest insurer initiated a deal that led to five former executives being charged with participating in a scheme to manipulate the company's financial statements, a federal prosecutor said Monday during opening...
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The U.S. Securities and Exchange  Commission said on Tuesday it brought civil fraud and insider  trading charges against former top executives of bankrupt  credit card issuer NextCard Inc. NXCD.OB
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Citigroup said regulators warned the bank that an investigation of its asset management unit could result in an enforcement action against the executive who ran the division.
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NEW YORK -- The Securities and Exchange Commission is considering recommending charges against a Citigroup executive whose departure was announced this week, the financial-services giant said Friday.
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Three of Citigroup's most senior executives are to leave the Wall Street heavyweight following last month's closure of its Japanese operations, reports say.