Ex-Countrywide execs plead guilty to insider trading
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LOS ANGELES/NEW YORK  - Three former Countrywide Financial Corp.  executives agreed to plead guilty to charges they conducted insider trading in the mortgage lender's shares in the week leading up to a disappointing earnings report, federal prosecutors said.
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Two executives of Kaplan &amp; Co. Securities of Florida have pleaded guilty to state securities fraud charges that stemmed from an investigation of illegal, after-hours trading of mutual funds, New York Attorney General Eliot Spitzer said Tuesday.
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Ex-El Paso Corp. employees Donald Guilbault and William Ham have pleaded guilty to making false reports used to calculate the index price of natural gas, the Associated Press reported on Tuesday.
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Countrywide CEO Angelo Mozilo's shady stock sales finally get some official scrutiny.
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The defendants include former and current employees at major Wall Street firms such as Morgan Stanley and Oppenheimer.
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A former Homestore vice president and a salesman will plead guilty to charges that they participated in fraudulent transactions to inflate the company&#39;s advertising revenue, federal officials said yesterday.
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A former Microsoft Corp. worker pleaded guilty in federal court Wednesday to participating in a software sales scheme with three others that defrauded the company of more than &#36;32 million.
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Two more former natural gas traders for  El Paso Corp. have pleaded guilty to reporting bogus deals in a  widening investigation of the industry, the U.S. Attorney's  Office said.
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Two executives from American International Group Inc.  and one from Marsh & McLennan Cos.  pleaded guilty on Tuesday to fraud charges stemming from New York Attorney General Eliot Spitzer's sweeping investigation into fraud in the industry.
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Employees of some of Wall Street's top banks were among more than a dozen people charged on Thursday in what authorities called one of the most pervasive insider trading rings since the 1980s, accused of using leaked information and even blackmail to make millions of dollars.
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Reuters reported on Wednesday that four former El Paso Corp. natural gas traders will plead guilty to criminal charges for reporting bogus trade prices to an industry publication.
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An executive of Bermuda-based insurer ACE Ltd. (ACE.N: Quote, Profile, Research) on Friday pleaded guilty to a felony charge connected to New York Attorney General Eliot Spitzer&#39;s investigation of insurance companies.
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Three former executives of collapsed firm Independent Insurance are jailed after defrauding investors.
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NEW YORK -- US government prosecutors filed charges in one of the biggest insider-trading cases on Wall Street since the 1980s, claiming employees at UBS AG , Morgan Stanley , and Bear Stearns Cos. profited from advance knowledge of mergers and stock picks.
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Three former Countrywide  Financial Corp.  executives agreed to plead guilty to  charges they conducted insider trading in the mortgage lender&#39;s  shares in the week leading up to a disappointing earnings  report, federal prosecutors said.
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Three former executives of the Invesco Funds Group were barred from the mutual fund industry and agreed to pay a combined $340,000 in fines to resolve accusations that they helped favored clients make about $58 billion in improper trades, regulators said
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Shares of Countrywide Financial Corp., the nation's largest mortgage lender, sank to an all-time low Tuesday as a major homebuilder offered a grim outlook for the industry