Hedge fund advisers have to register with SEC now
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WASHINGTON: Hedge fund advisers will have to register with the US Securities and Exchange Commission and submit to examinations under a new rule approved on Tuesday in a 3-2 vote by the market-policing agency.
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The U.S. Securities and Exchange  Commission is examining whether J.P. Morgan Chase & Co. should  have known that the Canary Capital Partners LLC hedge fund was  making improper trades, the Wall Street Journal reported on  Thursday.
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While investment banks are scrambling to get into the hedge fund business, officials say they need to know more about the industry.
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Hedge-fund managers who are opposed to plans to make them register as advisers are asking US regulators to find other ways to increase disclosure in the traditionally secretive industry.
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NEW YORK, Feb. 9 -- Fortress Investment Group became the first hedge fund to be traded publicly in the United States, and its shares soared Friday in a debut that's expected to catch the attention of many in the $1.3 trillion hedge-fund industry.
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Washington (Oct. 27, 2004) - In two separate votes at a meeting today, one split and one unanimous, the Securities and Exchange Commission decided to require the registration of most hedge funds, and to propose
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A Securities and Exchange Commission proposal to sharply limit the number of Americans who can invest in hedge funds has triggered a public backlash -- and the latest controversy over the booming private investment pools.
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A deeply divided S.E.C. is expected to approve rules requiring all but the smallest hedge funds to register with the S.E.C. and make their records available.
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Top IPO underwriter Goldman Sachs Group Inc.  this week launched a platform allowing an exclusive club of big investors to trade unregistered, privately placed securities, in the latest challenge to U.S. equity markets.
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After last week&#39;s settlement with San Francisco investment adviser Garrett Van Wagoner, you have to wonder how serious the Securities and Exchange Commission is about protecting mutual fund shareholders.
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The SEC's new tool helps investors get the skinny on compensation.
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The Securities and Exchange Commission is increasing its scrutiny of the potential for insider trading at hedge funds.
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Hedge funds are notoriously reticent in part because the government requires them to be. But some of them want to speak up.
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The Securities and Exchange Commission is closing in on the last of a series of reforms to protect mutual fund investors. One involves the fee charged to investors to pay for marketing and distribution of fund shares, called a 12b-1 fee.
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The Securities and Exchange Commission yesterday ordered mutual funds to stop paying higher commissions to brokers who promote the companies&#39; funds. The agency also required portfolio managers to reveal investments in funds they ...
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It's time to stop a hidden fund fee.
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An Australian hedge fund felled by its exposure to risky credit derivatives filed for bankruptcy protection in the United States, and liquidators on Thursday were assessing how much money, if any, would be returned to investors.