Regulators to Merge on Wall St.
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The New York Stock Exchange and NASD announced plans to merge their regulatory organizations and eliminate duplicative and inconsistent rules.
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The Securities and Exchange Commission will propose soon a plan to tighten governance at the nation&#39;s stock exchanges to ensure they are serving the public interest, SEC Chairman William Donaldson said Friday.
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Bee Staff Writer. In the latest crackdown on conflicts of interest on Wall Street, federal and state regulators said Thursday that they&#39;ve obtained a $100 million settlement from two investment
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Investor profiles are shifting, regulations are changing and buyouts are starting to heat up.
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U.S. shares looked set to open lower on Tuesday, with stock exchange operators Nasdaq  and NYSE Group Inc.  in focus as a result of developments in their respective transatlantic merger endeavors.
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U.S. stock exchange regulators on   Wednesday issued a statement meant to calm fears in Europe   about U.S. regulatory overreach related to the proposed merger   of the New York Stock Exchange NYX.N and Euronext ENXT.PA.
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Wall Street&#39;s fiscal 2005 got off to a very good start this month thanks to a gusher of mergers, but bankers disagree whether the activity marks the start
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Britain's financial regulator will step  up scrutiny of investment banks' management of conflicts of  interest and risk in the wake of a number of high profile cases  such as WorldCom, Enron and Parmalat.
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The Securities and Exchange Commission is poised to curb fund companies from steering stock trades to brokerage firms that agree to sell their funds.
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News Corp. and Dow Jones & Co. Inc. have "basically agreed" to a structure to protect the editorial independence of the company's news operations, including the Wall Street Journal and the Dow Jones Newswires, a source familiar with the matter said on Tuesday.
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U.S. stock markets would have to disclose executive pay and provide details of their regulatory programs, under new rules proposed by the Securities and Exchange Commission on Tuesday.
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Citigroup Inc  is combining two groups of traders focused on global credit markets, which have been in turmoil this month.
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Two big US brokers have agreed to pay fines of USD100m to the market&#39;s watchdog for hyping stock. They have agreed the fines with the Securities and Exchange Commission (SEC) for &quot;inappropriate analysis of stocks&quot;.
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The move to start a formal review of how the U.S. regulates financial markets and hedge funds comes amid concerns over competition from overseas trading capitals.
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In a move regulators hailed as a breakthrough for freer competition, the software giant will share technical information with its rivals on terms it had resisted.
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NEW YORK (Dow Jones/AP) _ At least four New York Stock Exchange traders were fired or suspended this week as federal and exchange regulators prepare to bring charges against them for allegedly
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Politicians, regulators and financial specialists outside the United States are seeking a role in the oversight of American markets, banks and rating agencies.