IBM Violated Rules on Options But Will Not Be Fined, SEC Says
97599
An investigation of IBM by the Securities and Exchange Commission ended yesterday without penalty, though the government found that the company misled analysts about employee stock option expenses in 2005.
599133
The New York Stock Exchange on Wednesday imposed a &#36;19 million fine on investment bank Morgan Stanley , the largest ever meted out by the exchange, for various regulatory and supervisory lapses.
45481
The Tokyo Stock Exchange said on Monday it had decided not to strip Nikko Cordial Corp.  of its share listing over an accounting scandal, a decision that could weaken Citigroup's  $10.8 billion takeover bid for the brokerage.
247281
Misconduct in the U.S. mutual fund industry is not limited to fund share trading; it's not even limited to funds, say market regulators.
326070
By The Orange County Register, Calif.  Dec. 19--Chipmaker Broadcom Corp. said it canceled more than $37 million  in stock options for three former employees after finding that they adjusted  the dates of the options to maximize their value.
142062
Despite the technology industry&#39;s long campaign against the move, the nation&#39;s accounting rulemaker decided Thursday that companies next year must deduct the value of their stock options from their profits.
726128
The US Congress should stay out of the debate over expensing stock options and let the Financial Accounting Standards Board handle it, US Securities and Exchange Commission chairman William Donaldson said.
717075
The Securities and Exchange Commission's crackdown on fraudulent stock options is stuck because chairman Christopher Cox hasn't ruled on how to penalize the companies involved, people with direct knowledge of the situation said.
644902
The Tokyo Stock Exchange said on Monday  it would not strip Nikko Cordial Corp. (8603.T) of its share  listing over an accounting scandal, a surprise decision that  could weaken Citigroup's  $10.8 billion takeover bid for  the brokerage.
496613
The Tokyo Stock Exchange said on Monday it would not strip Nikko Cordial Corp.  of its share listing over an accounting scandal, a surprise decision that could weaken Citigroup's  $10.8 billion takeover bid for the brokerage.
250626
A former trader at the New York Stock   Exchange was found not guilty on Monday of securities fraud for   his role in a scheme that prosecutors said cheated the Big   Board's customers.
324543
IBM will pay out $320 million to settle part of a class-action lawsuit relating to its pension plan. The settlement does not, however, address the critical issue of whether the companyâs controversial cash
95061
Take-Two Interactive Software said Monday it improperly dated stock options for as long as nine years and would report undetermined expenses to correct compensation costs.
488842
The Tokyo Stock Exchange decided on Monday not to strip Nikko Cordial Corp.  of its share listing over an accounting scandal in a surprise ruling that could weaken Citigroup's  $10.8 billion takeover bid for the brokerage.
646668
SAN FRANCISCO - IBM Corp. is seeking dismissal of a second major component of the lawsuit filed against it last year by Unix vendor The SCO Group Inc., according to court documents filed Friday by IBM. The documents, filed with the U.S. District Court for the District of Utah, argue that SCO's breach of contract allegations should be dismissed from the lawsuit.
141134
Morgan Stanley was slapped with a $100,000 fine from regulators on Monday after the investment bank failed to tell municipal bond investors that their holdings could be redeemed before the maturity date.
250620
Positive comments made in private Wall Street meetings by Siebel Systems Inc. executives weren't just harmless "puffery," according to the Securities and Exchange Commission, as it stands its ground against the first legal challenge to its fair-disclosure rule.