SEC sues 'hacker' firm for insider trading
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Early access to profits A firm that allegedly hacked into corporate servers to access news releases early has been sued by US market regulators.â¦
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Charles E. Grassley has asked NASD, the largest securities industry regulator, to describe how it identifies and tracks possible insider trading among its members.
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NEW YORK -- US government prosecutors filed charges in one of the biggest insider-trading cases on Wall Street since the 1980s, claiming employees at UBS AG , Morgan Stanley , and Bear Stearns Cos. profited from advance knowledge of mergers and stock picks.
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The Securities and Exchange Commission has sued JB Oxford Holdings Inc., a small brokerage and clearing company, and three of its executives for allegedly
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THE US Securities and Exchange Commission has filed a fraud lawsuit against Lord Black, the ousted chief executive of Hollinger International and his top deputy, accusing the men of improperly diverting funds from the newspaper publisher over a period of
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The US Chamber of Commerce filed suit Thursday against the Securities and Exchange Commission over the independent-chair rule for mutual fund boards.
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HONG KONG/WASHINGTON  - The U.S. Securities and Exchange Commission plans to file civil charges against Dow Jones & Co. Inc.  board member David Li over an insider trading investigation linked to News Corp.'s  $5 billion bid for the media company, the Wall Street Journal reported.
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A effort by a Seattle company at Black Hat DC to demo a device that easily hacks data from a popular RFID-based ID card system has been met by a patent-infringement claim. Meanwhile, legislators attempt to wrap laws around the security issues.
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The US Securities and Exchange Commission filed civil suits on Wednesday charging that six former top executives at the technology company Peregrine Systems committed massive accounting fraud.
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An investor lawsuit has been filed against Merrill Lynch & Co  contending that the company issued false and misleading statements regarding its exposure to risky mortgage investments, plaintiffs' lawyers said on Tuesday.
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Last Friday, the Securities and Exchange Commission (the SEC to you and me) announced a warning against an investment scam that has caught several hundred people already.
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Morningstar, the research firm that tracks more than 16,000 mutual funds, is under investigation by the Securities and Exchange Commission.
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The Securities and Exchange Commission filed a lawsuit yesterday accusing the newspaper tycoon Conrad Black and his former top deputy of defrauding shareholders of Hollinger International Inc. , a publishing company Black used to run.
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Class action suit accuses the software giant of violating state's business code.
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An accounting firm in Hong Kong is accused of making $2.7 million from illegal insider trades by hacking into computers to view press releases before they were published.
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The U.S. Securities and Exchange  Commission is investigating Dow Jones & Co. Inc.  board  member David Li over an insider trading case linked to News  Corp.&#39;s (NWSa.N) bid for the Wall Street Journal publisher, Dow  Jones reported on Wednesday.
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WASHINGTON (CBS.MW) -- The US Chamber of Commerce filed a lawsuit Thursday against the Securities and Exchange Commission, seeking to overturn a rule requiring mutual funds&#39; boards of directors to have independent chairs.