Prudential near market timing settlement: reports
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Prudential Financial Inc.  may  be close to a settlement with authorities that would resolve  market timing investigations as early as Monday, Bloomberg News  reported on Friday.
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Bee Staff Writer. In the latest crackdown on conflicts of interest on Wall Street, federal and state regulators said Thursday that they&#39;ve obtained a $100 million settlement from two investment
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Fremont Investment Advisors of San Francisco has agreed to pay $2.1 million in restitution and $2 million in civil penalties to end a mutual fund timing case, New York Attorney General Eliot Spitzer announced Thursday.
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Markets shrug off strong GDP, consumer price reports in light trading before the Christmas holiday. NEW YORK (CNN/Money) - Bonds edged lower Wednesday morning, erasing gains posted in the previous session, and
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Two companies that manage and market Franklin Templeton mutual funds have agreed to pay a total of &#36;20 million to settle federal regulators' charges that they failed to disclose their use of fund assets to pay brokerages for steering customers to the funds.
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SAN FRANCISCO (CBS.MW) -- Three US-based mutual-fund units of German insurance giant Allianz will pay $50 million to settle allegations that they defrauded investors in a market-timing scheme, regulators said Monday.
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Three companies that manage and market Pimco stock mutual funds have agreed to pay a total $20.6 million to settle allegations that they failed to disclose their use of fund assets to pay brokerages for steering customers to the funds.
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Prudential Equity Group maintained a &quot;neutral weight&quot; rating on Pfizer (nyse: PFE - news - people ) after Canadian news reports surfaced linking its arthritis drug Celebrex with cardiovascular side effects.
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HARTFORD, Conn. -- An investment firm that was found in breach of contract in a lawsuit involving the state&#39;s pension fund has settled for $15 million, the two sides announced Monday.
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A few highly preliminary observations about the recent turmoil in the financial markets.
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PENNSAUKEN, N.J., Feb. 23, 2007 (PRIME NEWSWIRE) -- RCM Technologies, Inc. (Nasdaq:RCMT) will hold a conference call on Thursday, March 22, 2007 at 10:00 a.m. Eastern time to discuss the financial results for the three months and year ended December 30, 2006.
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RS Investment Management agreed to pay $30 million to settled allegations it allowed &quot;excessive&quot; market timing in its mutual funds, New York Attorney General Eliot Spitzer said Wednesday.
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NEW YORK, Aug. 26 -- Wall Street passed a significant milestone on Thursday, as two investment banks agreed to pay a combined $100 million to settle charges that they published overly bullish research reports on questionable companies to win their investment banking business.
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In NEW YORK item, please read headline as UPDATE 1-Franklin Resources in $20 million SEC settlement, not $21 million. A corrected version follows.
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New York AG is investigating the timing of a sale by Thomas Marra; company reports higher 3Q. NEW YORK  - The Hartford Financial Services Group Inc.
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Prudential Financial Inc., the second largest US life insurer, said Tuesday its quarterly earnings more than doubled, helped by its acquisitions of Cigna&#39;s retirement business and American Skandia.
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Comings and goings in the banking indurstry.