NY Hedge Fund Manager Charged with Fraud
112647
Federal prosecutors charged a New York  hedge fund manager on Thursday with securities fraud, accusing  him of cheating investors out of millions of dollars by  overstating the fund's value.
380616
The 33-count indictment includes charges of fraud related to the sale of city-owned property before he left office, according to The Associated Press.
313897
Six New York men were arrested and   charged with fraud and conspiracy on Friday, accused of running   a foreign exchange scam that cheated more than 230 investors   out of as much as $7 million, government officials said.
350422
The U.S. Securities and Exchange Commission filed civil fraud charges against the former general counsel of Monster Worldwide Inc.  in a stock options backdating case, an agency official said on Thursday.
337542
ST. PETERSBURG - Raymond James Financial Services Inc. was charged Thursday with fraud and failing to supervise a broker who allegedly promised investors astronomical returns at no risk.
350625
BOSTON (CBS.MW) -- The Securities and Exchange Commission has charged Beverly Hills broker-dealer National Clearing Corp., its parent company and three executives with fraud for facilitating illegal trading in mutual funds.
219526
A founder of several Bayou Management hedge funds was sentenced to more than four years in prison Tuesday for a scheme to defraud investors. Judge Colleen McMahon in Federal District Court in Manhattan sentenced James G. Marquez, 59, to 51 months in prison, to be followed by two years of supervised release. He also was ordered [...].
7207
The Cayman Islands-registered hedge fund filed for bankruptcy protection today in New York amid mounting losses from subprime mortgage assets, court papers show.
361998
A former assistant treasurer at Enron Corp. was charged with conspiracy Tuesday for his alleged role in making the toppled energy giant&#39;s financial picture appear rosier than it was.
500342
Insurance brokerage firm Marsh &amp; McLennan (nyse: MMC - news - people ) was charged with fraud and antitrust violations in connection with allegations of bid steering and lucrative payoffs from major insurance firms, alleged New York State Attorney General
264685
A New York man who was sentenced some five years ago for his role in a securities fraud scheme was arrested on Tuesday for allegedly defrauding investors of millions of dollars in a foreign exchange scam.
234229
The NASD yesterday lodged fraud charges against H&R Block Financial Advisors Inc. for selling $16.4 million of Enron Corp. bonds to investors without warning of risks, shortly before the energy trading company filed for bankruptcy protection.
173376
A New York businessman was indicted on terrorism charges on Friday, accused of transferring $152,000 to fund the purchase of equipment for use in a militant training camp in Afghanistan.
180120
NEW YORK, Sept. 25 -- A former hedge fund manager has been charged with criminal insider trading for allegedly profiting from confidential information she had received from Arlington investment firm Friedman Billings Ramsey Group Inc.
630407
A former assistant treasurer Enron Corp. was charged Tuesday with conspiracy for allegedly helping make the energy company&#39;s financial picture appear rosier than it really was.
396938
A New York stockbroker was indicted on  Friday on charges of stealing more than $4.1 million from three  Wall Street firms, prosecutors said.
39992
ALBANY, Sept. 26  Â Eliot Spitzer, the New York attorney general, sued the mutual fund manager J. & W. Seligman & Company on Tuesday, contending that it owes investors $80 million in compensation for improper market-timing trades.