PIMCO Adviser in $20 Mln SEC Settlement
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The PIMCO mutual fund group&#39;s adviser and two affiliates will pay more than $20 million to settle charges involving failure to disclose payments made to brokers for
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WASHINGTON (CBS.MW) -- The founders of Pilgrim, Baxter &amp; Associates will pay the Securities and Exchange Commission $160 million to settle charges of undisclosed market timing, the agency said Wednesday.
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By Therese Poletti, San Jose Mercury News, Calif.  SJ-0523-Hewlett-Packard-settles-with-SEC   Hewlett-Packard settles with SEC   Therese Poletti  San Jose  Mercury News, Calif.
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By Cassie Shaner, The Dominion Post, Morgantown, W.Va.  Dec. 15--FAIRMONT -- The seven remaining plaintiffs in a civil lawsuit against the Marion County Commission were awarded $20,000 on Thursday.
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The IT vendor agrees to pay more than $200 million to avoid criminal prosecution in an accounting scandal. Also: PeopleSoft strengthens ties with IBM & hellip;. eMusic gets a facelift & hellip;. and more.
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Investment fund giants PIMCO and Fidelity have joined the so-called super SIV fund set up by three big U.S. banks, boosting confidence in the plan, Bank of Italy Governor Mario Draghi said on Friday.
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Three companies that manage and market Pimco stock mutual funds have agreed to pay a total &#36;20.6 million to settle allegations that they failed to disclose their use of fund assets to pay brokerages for steering customers to the funds.
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WASHINGTON, DC, Aug. 25 -- US and UK regulators Tuesday confirmed a $150 million settlement with Royal Dutch/Shell Group that the company first disclosed last month.
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Some of Enron Corp's EONPQ.PK former  directors have agreed to a $168 million settlement of a  shareholder lawsuit over the collapse of the energy trading  company, the lead plaintiff in the case said on Friday.
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Lancor is willing to settle its patent suit against the One Laptop Per Child Association for $20 million.
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First Command Financial Planning Inc., a company that sold high-fee mutual funds to military officers, has agreed to pay $12 million to settle regulators&#39; charges that it used misleading sales material to promote the funds.
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The founders of the money management firm Pilgrim Baxter &amp; Associates agreed yesterday to each pay $80 million in a settlement that resolves a longstanding complaint that they improperly profited
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KPMG, one of the Big Four accounting firms, agreed to settle a shareholder lawsuit over the collapse of Belgium&#39;s Lernout &amp; Hauspie Speech Products NV, by agreeing to pay $115 million, one of the law firms representing investors said
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Ousted PeopleSoft CEO will get a severance package of between $10 million and $20 million.
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The PIMCO mutual fund group's  adviser and two affiliates will pay $11.6 million to settle  U.S. Securities and Exchange Commission charges involving  improper "revenue-sharing" payments to brokers, said a source  familiar with the case on Wednesday.
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The Securities and Exchange Commission announced a &#36;140 million settlement Wednesday with a mutual fund adviser to the former FleetBoston Financial Corp. for improper trading, the same day the agency filed civil fraud charges against two former employees of the adviser.
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The PIMCO mutual fund group's adviser and two affiliates will pay &#36;11.6 million to settle U.S. Securities and Exchange Commission charges involving improper "revenue-sharing" payments to brokers, said a source familiar with the case on Wednesday.