U.S. suit against UBS could hurt industry: analysts
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A suit brought by the New York Attorney General against UBS, accusing its U.S. brokerage of defrauding customers, could harm the wealth management industry even if the Swiss bank mounts a successful defense, analysts said.
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A board member of US media giant Dow Jones may face civil action over breaches of securities laws.
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The extradition of three former NatWest bankers, being sought by US prosecutors from the Enron Task Force, would have &quot;frightening consequences&quot; for the British legal system, a court heard yesterday.
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Although UBS predicted a return to profitability in the fourth quarter, the losses from subprime mortgage investments left analysts wondering about further big write-offs.
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U.S. securities regulators may file  suit against Morningstar Inc., a provider of mutual fund and  stock research, over incorrect data it published about a mutual  fund, the company said on Friday.
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US securities regulators may file suit against Morningstar Inc., a provider of mutual fund and stock research, over incorrect data it published about a mutual fund, the company said on Friday.
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A U.S. federal judge, who originally dismissed claims against Barclays Plc  in a $40 billion lawsuit, ruled Enron Corp. investors may file an amended complaint detailing charges that the bank helped hide financial misdeeds that led to the energy giant's collapse.
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MacCentral - Analysts from Prudential Equity Group and UBS have warned over the past two days that longer than expected G5 delays from IBM Corp. is the near-term "key risk" for Apple Computer Inc. Both firms are concerned the delays could be longer than originally expected.
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UBS AG  UBS Financial Services Inc has been censured and fined $370,000 in a settlement with the Financial Industry Regulatory Authority (FINRA) for making what the self-regulatory group said were hundreds of late disclosures about its brokers.
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Banking giant UBS is cautious over prospects for the rest of the year after a lull in trading hurt its third-quarter profit, despite a strong showing by its blockbuster wealth management operation.
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American International Group Inc.  AIG.N, the world's largest insurer by market value, on Monday  said the U.S. Securities and Exchange Commission may take civil  action against it for issuing "false and misleading" statements  to investors.
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Wall Street blames overregulation for pushing companies overseas. Why the law is getting a bad rap
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China's banks will suffer a rise in  non-performing assets due to the U.S subprime crisis and  domestic credit tightening, a senior economist said in remarks  published on Tuesday amid mounting concern about the industry.
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Barclays PLC  may have tallied big losses in a Bear Stearns Cos.  hedge fund that invested in risky mortgages, The Wall Street Journal reported on Saturday.
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UBS AG  has appealed to its shareholders to back a capital injection by the Singapore government and a Middle East investor but warned it still cannot predict how the subprime crisis will play out.
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Citigroup said in a research note that  UBS  could face up to 20 billion Swiss francs ($18.10  billion) in new writedowns in 2008 after revealing it has $80  billion in exposures to subprime loans and other debt.
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Freddie Mac (FRE.N), the No. 2 U.S. mortgage finance company, on Wednesday said it may face civil action from the U.S. Securities and Exchange Commission for possible violations of securities laws.