Industry shies off rogue broker
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Big sharebrokers moved quickly yesterday to distance themselves from the shock collapse of Access Brokerage. They backed the New Zealand Exchange&#39;s move to effectively shut down the firm.
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The mortgage brokers, traders and bankers who took in big bucks steering customers into subprime loans should not be allowed to slink offstage without recognition.
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The nearly $1 trillion hedge fund industry has lost a yearlong battle to avoid extra scrutiny from US regulators. By a tight 3-2 vote, the Securities and Exchange Commission ruled yesterday
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Online brokerage E*Trade Financial  said on Tuesday that it will exit the U.S. institutional sales business as it tries to streamline operations, but analysts still question its financial health.
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NEW YORK -- It was just a little over a year ago that New York Attorney General Eliot Spitzer shook the financial services industry -- and investor confidence -- by revealing that four big-name mutual fund companies had cut secret deals allowing a New Jersey hedge fund to profit from short-term trading at the expense of ordinary investors.
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Insurance brokers, whose images and share prices have both plunged in a fees scandal, will struggle to make up the hundreds of millions
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Don't count on your friendly brokerage to steer you to a comfy old age.
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Business & money: Deal forced to be scrapped as the fallout from the sub-prime markets continues to spread
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Trying to beat short-sellers can squeeze your wallet instead.
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E-Trade Financial Corp. slashed forecasts for 2007 profit as the discount brokerage exited the wholesale mortgage business because of a slew of bad home loans. The New York company, which in recent years relied heavily on mortgage lending to power earnings, warned an already jittery Wall Street that it is not immune to the tightening of global credit markets. E-Trade ...
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After escaping a rising tide of  subprime defaults earlier this year, leading U.S. investment  banks and brokerages face an opaque offshoot of those risky  mortgages.
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Freddie Mac FRE.N, the No. 2 U.S.  mortgage finance company, said on Monday it will no longer  serve as a broker dealer in the multi-trillion-dollar mortgage  bond market, a move some said is designed to lower risk and  placate regulators.
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Shun stock from LBO-owned companies. Also pass on bond insurers and ratings agencies.
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Its hedge fund business continues to stumble.
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Disastrous service can turn off customers and investors.
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The discount broker finally throws in the towel on home mortgages.
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BOCA RATON Ã - A year ago, Securities and Exchange Commission Chairman William Donaldson promised brokerage executives that his agency would cut wrongdoers from the industry the way a surgeon cuts disease from a patient.