Wife of Ex-Enron Chief Stock Sale Probed
10302
Federal prosecutors are investigating  whether the wife of former Enron Corp. ENRNQ.PK Chairman Ken  Lay illegally sold shares in the company just before it went  bankrupt, a lawyer for Lay said on Wednesday.
71353
SEATTLE -- Hollinger Inc. , the media company controlled by Conrad Black, said an Ontario judge ordered an investigation of its business dealings that had been sought by a shareholder, adding to the scrutiny of Black's companies.
302783
STAMFORD, Conn. (CP) - The US Securities and Exchange Commission is investigating the operations of a Thomson Financial division that collects information on stock ownership, the company revealed Monday.
435817
The US stock market regulator is investigating troubled insurance broker Marsh &amp; McLennan&#39;s shareholder transactions, the firm has said.
403882
HOUSTON (AP _ A former Enron finance executive says he realized in May 2000 that the company&#39;s purported 1999 barge sale to Merrill Lynch was improper.
351402
HOUSTON A former executive who participated in the wrongdoing that helped cripple Enron has testified, providing the first glimpse through the eyes of a principal of the deals orchestrated by Andrew Fastow when he was the company&#39;s chief financial officer
438944
STAMFORD, Conn. - The Securities and Exchange Commission is investigating the operations of a Thomson Financial division that collects information on stock ownership, the company reported Monday.
710627
DaimlerChrysler AG said Thursday it had been notified that it was under investigation by the US Securities and Exchange Commission over alleged violations of a federal anti-bribery statute after a fired employee complained to labor officials.
746507
Federal prosecutors are investigating whether the wife of former Enron Corp.  Chairman Ken Lay illegally sold shares in the company just before it went bankrupt, a lawyer for Lay said on Wednesday.
166154
DaimlerChrysler AG said Thursday it had been notified that it was under investigation by the U.S. Securities and Exchange Commission over alleged violations of a federal anti-bribery statute after a fired employee complained to labor officials.
240541
Investigation into media leaks from the boardroom
656742
Morningstar, the research firm that tracks more than 16,000 mutual funds, is under investigation by the Securities and Exchange Commission.
478193
An employee of a futures brokerage affiliated with SociÃ©tÃ© GÃ©nÃ©rale was questioned in the Kerviel case.
493474
Bear Stearns Cos  is being investigated by Massachusetts securities regulators over whether the bank improperly traded with two in-house hedge funds that collapsed last summer, the Wall Street Journal reported on Friday.
300717
The Securities and Exchange Commission has opened a formal investigation into Sunrise Senior Living after previously requesting information from the McLean company about insider stock sales, the timing of stock-option grants and its accounting practices.
243622
TORONTO (CP) - The RCMP is investigating an alleged conspiracy to defraud shareholders and creditors by three current or past executives at building products maker Royal Group Technologies.
585817
(Stamford-AP, Oct. 18, 2004 10:40 AM) _ Stamford-based Thomson Financial says on of its units is being investigated by the Securities and Exchange Commission.