Broker watchdog to change its name
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A name chosen to represent the merger of two major U.S. brokerage watchdogs will be changed because the acronym may be considered offensive due to its similarity to an Arabic term.
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Gary Winnick, the former chairman of Global Crossing, is to be cleared by watchdogs of wrongdoing following the collapse of the once high-flying telecoms group.
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The nation's stock exchanges would be forced to tighten their governance and move toward separating their self-policing function from their business operations under a plan proposed by federal regulators yesterday.
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Access Brokerage liquidators said today they had discovered a $5 million shortfall in the share trader&#39;s accounts and the Bank of New Zealand said it has frozen all accounts in the name of Access Brokerage Ltd, including trust accounts.
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A controversial plan by the European Central Bank to set up and operate a new system for settling share and bond trades in the European Union will come under close scrutiny by the region's top antitrust watchdog.
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As listings migrate to the Web, the broker's traditional fee is threatened.
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Marsh and McLennan Companies, Inc. the world&#39;s biggest insurance broker, announced a radical overhaul of its business practices after learning it would not face criminal charges for allegedly deceiving its customers.
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Marsh & McLennan Cos. MMC.N, the  world's largest insurance broker, on Tuesday said it will  reform its business practices and stop accepting fees that New  York's attorney general said amounted to bid-rigging.
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WELLINGTON (Dow Jones)--The New Zealand Exchange Ltd. (NZX.NZ) said Monday it has suspended Access Brokerage from trading in the stock market, and referred the matter to the Serious Fraud Office, the Securities Commission and the Minister of Commerce.
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A rule change at the New York Stock  Exchange will allow brokers on its trading floor to handle  non-NYSE listed stocks, in a move meant to stem trading share  losses to newer competitors.
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Jerker Johansson of Morgan Stanley was selected to run the troubled unit, which is being revamped following the bankâs problems with U.S. subprime investments.
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Deutsche Bank shuffled the ranks in its executive suite on Tuesday, putting more power into the hands of two prominent investment bankers based in London, but also naming
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Maker of software for construction companies wants Microsoft to pick a different name for its business security software.
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China's securities watchdog has canceled the license of a brokerage accused of unspecified legal violations and advised creditors to register their claims against it, officials said Tuesday.
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Will the company be able to keep the name of its new email service?
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As the First Albany Companies closes the sale of a controlling stake in itself, the investment bank is expected to rename itself and broaden its focus.
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Phillip Goldstein, manager of a small hedge fund company, likes to stretch the definition of activist investor. He's challenged the managers of closed-end funds and questioned the judgment of the U.S. markets watchdog, the Securities and Exchange Commission.