Invesco in $450 million settlement with SEC
12605
Invesco Funds Group and affiliate AIM Advisors say they have agreed to pay $450 million (250 million pounds) to settle civil lawsuits over improper trading, the third biggest
618768
Invesco Funds Group Inc. and two other mutual-fund units of Amvescap LLC will pay $375 million to settle Securities and Exchange Commission charges of helping favored investors engage in improper mutual-fund trading.
718291
All 17 of Invesco's U.S. retail mutual funds will adopt the AIM Investments label later this month, as Amvescap PLC seeks to restore investor confidence following an improper trading scandal and &#36;451 million settlement.
456781
The Schering-Plough Corporation has agreed to pay $435 million and plead guilty to conspiracy to settle charges of marketing drugs for unapproved uses and overcharging Medicaid.
494540
Amvescap&#39;s Invesco Funds Group and Federated Investors are among the money management companies trying to resolve allegations that they allowed improper mutual fund trading, a year after the probe began.
381577
Former ImClone Systems Inc. Chief  Executive Sam Waksal has agreed to pay a $3 million civil  penalty to settle charges over the insider trading scandal that  also involved lifestyle entrepreneur Martha Stewart, U.S.  regulators said on Wednesday
754303
Massachusetts gets a $5 million settlement as the fund firm admits that an investor engaged in market timing.
235915
The PIMCO mutual fund group&#39;s adviser and two affiliates will pay $11.6 million to settle US Securities and Exchange Commission charges involving improper &quot;revenue-sharing&quot; payments to brokers, said a source familiar with the case
594963
Three former employees of Denver-based Invesco Funds Group agreed to a settlement regarding alleged market timing trading in certain Invesco funds, the Securities and Exchange Commission said Tuesday.
707558
Mutual-fund adviser Bridgeway Capital Management Inc. and its president, James Montgomery, have agreed to pay almost $5.2 million to settle Securities and Exchange Commission charges of illegally overcharging
487404
Brokerage announces $11.5 billion in additional write-downs for the fourth quarter.
176080
The PIMCO mutual fund group's adviser and two affiliates will pay &#36;11.6 million to settle U.S. Securities and Exchange Commission charges involving improper "revenue-sharing" payments to brokers, said a source familiar with the case on Wednesday.
96277
Ernst &amp; Young LLP will pay $40 million to the US Federal Deposit Insurance Corp. and is finishing a settlement to pay $85 million to the Office of Thrift Supervision to settle a case involving
762775
Friedman, Billings, Ramsey Group will pay $4.5 million to settle allegations by former investment banking client CompuDyne that it engaged in insider trading of CompuDyne stock.
64884
The Securities and Exchange Commission reached a settlement today with the Walt Disney Company over the company&#39;s failure to disclose its relationships with various board members as well as with an airline controlled by a director.
241766
Fannie Mae, the biggest provider of money for the US mortgage industry, will sell as much as $4 billion of preferred stock after its regulator said it broke accounting rules and is ``significantly undercapitalized.
489542
McKesson, the nation's largest drug distributor, agreed to pay $960 million to settle a lawsuit based on accounting fraud at HBOC, a health care software company.