Justice Probes American Stock Exchange
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The U.S. Justice Department is investigating possible antitrust violations at the Chicago Board Options Exchange and the American Stock Exchange, according to the National Association of Securities Dealers annual report.
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U.S. regulators have begun a formal probe into stock option practices at Activision Inc. , the No. 2 U.S. video game publisher, according to a company filing.
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As previously announced, KB Home's past stock option grant practices are  being investigated by the Securities and Exchange Commission. The  Department of Justice is also looking into these practices but has  informed KB Home that it is not a target of this investigation.
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Bear Stearns Cos. , the sixth-largest US securities firm, is examining whether executives in its brokerage unit approved improper mutual fund trades, company records show.
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America Online&#39;s accounting practices are under investigation by the Securities and Exchange Commission and the Justice Department.
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Securities regulators are reviewing whether investment banks' trades in shares of companies linked to M&A deals they were advising were based on coincidence or inside information, according to The Wall Street Journal on Monday.
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US authorities are probing Societe Generale and events linked to the trading problems that cost the bank $7.19bn.
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Morningstar is under investigation from the Securities and Exchange Commission for taking too long to correct inaccurate data it published regarding a single mutual fund.
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American International Group Inc., one of the world&#39;s largest insurance firms, said Monday that the Securities and Exchange Commission may bring a civil action against the company for alleged violations of federal securities laws regarding
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The U.S. Department of Justice (DOJ) has subpoenaed Advanced Micro DevicesÂ as part of an antitrust investigation into the market for graphics processors and graphics cards, AMD said Thursday.
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The world&#39;s largest insurer by market value is the target of a criminal investigation by the US Justice Department. American International (AIG) is accused of helping a banking client commit fraud and keep
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STAMFORD, Conn. (CP) - The US Securities and Exchange Commission is investigating the operations of a Thomson Financial division that collects information on stock ownership, the company revealed Monday.
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The U.S. Securities and Exchange Commission is investigating Dow Jones & Co. Inc.  board member David Li over an insider trading case linked to News Corp.'s  bid for the Wall Street Journal publisher, Dow Jones reported on Wednesday.
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The Securities and Exchange Commission is considering a civil action against American International Group Inc. and its AIG Financial Products Corp.
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Transatlantic stock market operator NYSE Euronext has begun an investigation into the trading in shares in Dutch bank ABN Amro that surrounded an announcement that ABN was a takeover target of British bank Barclays, ABN said Tuesday.
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The SEC is looking into whether the financial-information provider failed to correct inaccurate data it published regarding a single mutual fund in a timely manner.
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Morningstar, the research firm that tracks more than 16,000 mutual funds, is under investigation by the Securities and Exchange Commission.