SEC Backs Scheme Liability
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Decision to endorse concept of "scheme liability" may prove ultimately unfriendly to shareholders.
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A former trader at the New York Stock   Exchange was found not guilty on Monday of securities fraud for   his role in a scheme that prosecutors said cheated the Big   Board's customers.
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Marsh &amp; McLennan, the US broker at the centre of price-fixing allegations, neatly sidestepped the prospect of criminal charges yesterday with a wide-ranging reform of its business.
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The U.S. Securities and Exchange Commission said on Friday that financial services firm Edward Jones has agreed to pay $75 million to settle charges related to its 529 college savings plans and preferred mutual fund family program.
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A bill to protect companies from lawsuits for cooperating with the N.S.A. eavesdropping program advanced in the Senate.
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Accounting regulators adopted rules on Thursday requiring publicly traded companies to treat the stock options they give to employees as normal business expenses.
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The SEC's new tool helps investors get the skinny on compensation.
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Computer Associates has announced a deal with the US Department of Justice and the Securities and Exchange Commission that will solve the software vendor&#39;s accounting scandal.
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The U.S. Securities and Exchange Commission has taken steps on two fronts to protect corporations, executives and accounting firms from investor lawsuits that accuse them of fraud, the New York Times reported in a story published on Tuesday.
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NEW YORK (CBS.MW) -- The Securities and Exchange Commission is considering charging American International Group for violating federal securities laws, the insurer said Tuesday.
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The Securities and Exchange Commission approved settlements with Brocade Communications Systems Inc. and Hewlett-Packard Co.'s Mercury Interactive Corp. , the first companies to be fined since the government's crackdown on illegal stock options backdating began more than a year ago.
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The Securities and Exchange Commission is promoting a legal standard that would make it harder for shareholders to win fraud lawsuits against companies and executives.
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SAN FRANCISCO (CBS.MW) -- Insurance stocks rallied Tuesday as the threat of criminal charges being brought against companies in Eliot Spitzer&#39;s probe of the industry abated.
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The U.S. Securities and Exchange Commission (SEC) on Wednesday gave its approval for Google Inc. to proceed with its initial public offering (IPO).
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The Securities and Exchange Commission (SEC) has approved the adoption of new accounting standards to be used on the financial reports submitted by companies starting January 2005.
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The Securities and Exchange Commission is closing in on the last of a series of reforms to protect mutual fund investors. One involves the fee charged to investors to pay for marketing and distribution of fund shares, called a 12b-1 fee.
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NEW YORK  - Marsh and McLennan Companies, Inc. the world&#39;s biggest insurance broker, announced a radical overhaul of its business practices after learning it would not face criminal charges for allegedly deceiving its customers.