Citigroup's Ex-Exec May Face SEC Action
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Citigroup Inc. C.N on Friday said  U.S. securities regulators may recommend enforcement  proceedings against the former head of Citigroup Global  Investment Management.
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Switzerland's largest bank, UBS, confirms it may face legal action from US federal regulators for possible breaches of securities law.
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Citigroup Inc , Merrill Lynch &  Co  and JPMorgan Chase & Co  may face larger  fourth-quarter write-offs of fixed-income securities than  previously expected, and Citigroup may have to slash its  dividend 40 percent to preserve capital, according to a Goldman  Sachs & Co analyst.
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The chief executive of Citigroup has taken a number of symbolic steps to address concerns by investors that his company is too immense to manage.
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Citigroup Inc. (CN: Quote, Profile, Research) shares fell as much as 2.75 percent on Monday after a prominent Wall Street analyst downgraded the world&#39;s largest financial
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Turns out Citigroup (C ) CEO Charles Prince really is serious about cleaning house. On Oct. 19, he announced the departure of three top execs who bore operational responsibility for the regulatory shortcomings
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NEW YORK -- The Securities and Exchange Commission is considering recommending charges against a Citigroup executive whose departure was announced this week, the financial-services giant said Friday.
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Citigroup Inc. is under investigation by German financial regulators for possibly manipulating euro-zone bond markets, the government said Wednesday.
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The staff of the U.S. Securities and Exchange Commission is considering recommending a civil injunction and/or administrative proceedings against Citigroup Asset Management, Citicorp Trust Bank, former asset management unit Chief Executive Thomas Jones and three other people, Citigroup  said on Friday.
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Citigroup Inc.  plans to fill its open chief financial officer job within 45 days, and is seeking someone who might eventually rise to a higher job at the largest U.S. bank, Chief Executive Charles Prince said.
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Dow Jones & Co. Inc.  board member David Li, a prominent Hong Kong banker, may face civil charges in a U.S. Securities and Exchange Commission insider trading investigation linked to News Corp.'s  $5 billion bid for the U.S. media company.
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Citigroup said yesterday that Sallie L. Krawcheck, the former equity analyst recruited to the bank to clean up its research department, would become its chief financial officer.
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10/20/04- Citigroup reportedly has fired 3 senior executives in connection with a scandal involving its private banking operations in Japan.
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Citigroup Inc. shares fell as much as 2.75 percent Monday after a prominent Wall Street analyst downgraded the world&#39;s largest financial services company, citing a string of recent ethics problems.
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Citigroup said today that federal regulators had warned the bank that an investigation of its asset management unit could result in an enforcement action against the executive who ran the division until this week.
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It is too early to judge whether a  concerted action plan to grease the wheels of seized-up money  markets will work, a top European central banker said on  Friday, as U.S. banking giant Citigroup faced fresh strife.
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Citigroup , said on Sunday it had  named former American Express executive Gary Crittenden as its  CFO, the latest in a series of management reshuffles geared to  improve performance at a bank whose earnings growth has been  lagging.