Ex-Citigroup Executives May Face SEC Charges
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Citigroup said today that federal regulators had warned the bank that an investigation of its asset management unit could result in an enforcement action against the executive who ran the division until this week.
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Citigroup Inc. , the financial services giant, said yesterday that it was removing three senior executives in the wake of a banking scandal in Japan.
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Three of Citigroup's most senior executives are to leave the Wall Street heavyweight following last month's closure of its Japanese operations, reports say.
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Citigroup Inc , Merrill Lynch &  Co  and JPMorgan Chase & Co  may face larger  fourth-quarter write-offs of fixed-income securities than  previously expected, and Citigroup may have to slash its  dividend 40 percent to preserve capital, according to a Goldman  Sachs & Co analyst.
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Three top Citigroup Inc. executives, including Vice Chairman Deryck Maughan, are leaving the financial services giant in the wake of a scandal at its Japanese private banking unit.
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The former chief executive and others were accused of committing accounting fraud to meet earnings forecasts and investor expectations.
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10/20/04- Citigroup reportedly has fired 3 senior executives in connection with a scandal involving its private banking operations in Japan.
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NEW YORK -- Citigroup Inc.. the financial services giant, confirmed on Wednesday that it was removing three senior executives in the wake of a banking scandal in Japan.
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DENVER -- The Wall Street Journal is reporting that Qwest Communications&#39; former chief executive could soon face civil charges for his alleged role in an accounting scandal at the company.
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U.S. securities regulators may  recommend enforcement action against the former head of  Citigroup Global Investment Management for his role in  activities under investigation at the company's mutual fund  unit, the No. 1 financial services firm said on Friday.
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The Securities and Exchange Commission filed charges today against three former executives of what is now Kmart Holding Corp. and five former and current managers at vendor companies, alleging they conspired
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Citigroup Inc. C.N faces a lawsuit  from angry investors who allege they were defrauded in a  "massive scheme of deception" when they bought securities tied  to the credit-worthiness of Enron Corp. ENRNQ.PK.
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Former execs had been charged with fraudulent wire communications, identity theft and conspiracy.
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Securities regulators have ordered a division of Citigroup Inc. to pay $478,000 in a fine and restitution for allegedly recommending high-risk commodity futures funds to people who shouldn
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Citigroup Inc. (CN: Quote, Profile, Research) on Friday said US securities regulators may recommend enforcement proceedings against the former head of Citigroup Global Investment Management.
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German prosecutors said Tuesday they received a complaint from regulators against six Citigroup Inc. employees and were considering whether to launch a formal investigation into suspicions of market manipulation.
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Citigroup Inc. C.N faces a lawsuit  from angry investors who allege they were defrauded in a  "massive scheme of deception" when they bought securities tied  to the credit-worthiness of bankrupt energy trader Enron Corp.  ENRNQ.PK